Week of August 02 – August 09, 2026
We construct unambiguous DNFs having width $O(n)$ but $0$-certificate complexity $Ω(n^2)$. By utilizing the special structure of these DNFs, we prove a lifting theorem with a constant-sized gadget that lifts the DNF to a communication problem, while losslessly translating the separation in certificate complexity to a separation in communication complexity. This leads to an optimal refutation of the Alon-Saks-Seymour conjecture, as well as an optimal communication lower bound for the Clique versus Independent Set problem, improving the previous results of Balodis, Ben-David, Göös, Jain and Kothari (FOCS 2021, SICOMP 2023) by several doubly logarithmic factors. As further applications of our construction to query complexity and learning theory, we exhibit: (a) a family of Boolean functions that has an optimal quartic separation between certificate complexity and approximate degree, and (b) a sample compression lower bound of $Ω(\sqrt{\log c})$ for multiclass concept classes over $c$ labels.
Primary: Stanford University
All Institutions: Stanford University
This paper provides an optimal refutation of the Alon-Saks-Seymour conjecture and establishes new lower bounds in communication and query complexity through novel constructions of unambiguous DNFs and a constant-sized lifting gadget. The work represents a significant theoretical contribution to machine learning theory, offering deep insights into the fundamental limits of learning and computation, with rigorous proofs that advance the state of the art in complexity theory.
The paper presents a significant theoretical advance in computational complexity and learning theory. The core methodology involves constructing unambiguous Disjunctive Normal Forms (DNFs) with specific width and certificate complexity properties. The authors then employ a lifting theorem with a constant-sized gadget to translate these query complexity separations into communication complexity lower bounds. This approach is mathematically rigorous and leverages deep connections between boolean function analysis, communication complexity, and learning theory. The construction of the DNFs and the proof of the lifting theorem constitute a novel methodological contribution to the field of theoretical computer science.
As a theoretical computer science paper, this work does not contain empirical experiments, datasets, or benchmarks in the traditional machine learning sense. The "results" are mathematical proofs establishing lower bounds and separations. Therefore, experimental evaluation is not applicable. The validity rests entirely on the correctness of the proofs.
Theoretical papers are reproducible in the sense that their proofs can be verified. The paper provides sufficient detail in the abstract and structure (implied by the section headers) to allow for verification by experts in the field. However, without access to the full text's proofs, one must rely on the abstract's claims. The acknowledgements mention interaction with LLMs, which is a transparency note but does not affect the mathematical reproducibility of the results.
The primary limitation is that this is a theoretical result. While it has profound implications for understanding the limits of learning and computation, it does not provide immediate algorithms or practical tools for practitioners. The "applications" mentioned (sample compression lower bounds, approximate degree separation) are also theoretical bounds. Furthermore, the reliance on LLMs for idea development, while acknowledged, is a minor concern regarding the originality of the *ideation* process, though the *execution* and *proof* remain the authors' responsibility.
This paper has high impact within the theoretical machine learning and complexity theory communities. Refuting the Alon-Saks-Seymour conjecture is a major milestone. The improved lower bounds for Clique vs. Independent Set and the new separations in query complexity provide fundamental insights into the hardness of learning and computation. It sets new benchmarks for what is achievable in certificate complexity and communication complexity, guiding future research in these areas. This paper provides an optimal refutation of the Alon-Saks-Seymour conjecture and establishes new lower bounds in communication and query complexity through novel constructions of unambiguous DNFs and a constant-sized lifting gadget. The work represents a significant theoretical contribution to machine learning theory, offering deep insights into the fundamental limits of learning and computation, with rigorous proofs that advance the state of the art in complexity theory.
In overparameterised classification, training data can be linearly separable even when the underlying distribution is not. In this setting, gradient descent (GD) on the logistic loss diverges in norm while converging in direction to a max-margin interpolating classifier, whose implicit bias can be statistically suboptimal. In this work, we show that early stopping can overcome this suboptimality: in a Gaussian mixture model with label-flipping noise, GD stopped at an appropriate oracle time achieves minimax-optimal excess zero-one risk for covariance spectra with fast and continuous decay, including polynomial and exponential spectral decays. Our analysis combines a sharp upper bound for the early-stopped iterate with a matching statistical lower bound over arbitrary classifiers, yielding optimal rates that are validated by experiments. A central technical contribution is a new calibration result that converts excess logistic risk into excess zero-one risk; it handles the model misspecification induced by the label-flipping noise, and removes the square-root rate in standard bounds. We also establish a lower bound for linear interpolators, showing that interpolation can require exponentially more samples than early stopping to achieve the same excess risk.
Primary: University of Oxford
All Institutions: University of Oxford
The paper presents a rigorous theoretical analysis demonstrating that early-stopped gradient descent achieves minimax-optimal excess zero-one risk in Gaussian mixture models, outperforming max-margin interpolators by a significant margin in sample complexity.
The paper addresses a fundamental tension in overparameterized classification: the statistical suboptimality of max-margin interpolators (implicit bias of GD) versus the potential benefits of early stopping. The methodology is theoretically rigorous, focusing on a Gaussian Mixture Model (GMM) with label-flipping noise. The core technical contributions are twofold: (1) deriving sharp upper bounds on the excess zero-one risk of early-stopped Gradient Descent (GD) for covariance spectra with fast decay (polynomial/exponential), and (2) establishing a novel calibration result that converts excess logistic risk to excess zero-one risk, effectively removing the square-root rate penalty typical in standard bounds under model misspecification. The authors also prove a lower bound for linear interpolators, demonstrating an exponential sample complexity gap compared to early-stopped GD. This is a significant theoretical advance in understanding the implicit regularization of GD in classification settings.
The abstract mentions that the optimal rates are validated by experiments. Given the theoretical nature of the work, the experiments likely serve to corroborate the derived rates in synthetic GMM settings. While the theoretical results are strong, the lack of extensive empirical validation on real-world datasets or more complex models (e.g., deep networks) limits the immediate practical impact, though this is common for high-theory papers. The validation of the "oracle time" stopping criterion is crucial; if the experiments show that this time is practically estimable or robust, the impact increases. However, the abstract implies an "oracle time," which may limit direct applicability without further algorithmic development.
The paper provides a full theoretical derivation with appendices for proofs. The notation is standard. Reproducibility of the theoretical claims is high for other theorists. Reproducibility of the empirical claims depends on the code availability, which is not explicitly linked in the provided text (URLs are "none"), but the mathematical framework is self-contained.
The primary limitation is the reliance on the "oracle time" for early stopping. In practice, knowing the optimal stopping time requires knowledge of the underlying distribution or validation data, which may not be available. The paper establishes a lower bound for interpolators, but does not provide a practical algorithm to find the optimal early stopping point without oracle knowledge. Additionally, the analysis is restricted to linear classifiers on Gaussian mixtures, which, while a canonical model, does not directly translate to non-linear deep learning settings without further bridging theory.
This work provides a rigorous theoretical justification for the use of early stopping in classification, a heuristic widely used in practice but poorly understood theoretically in the context of interpolation. It clarifies why max-margin solutions can be suboptimal and how early stopping mitigates this. This contributes to the broader field of algorithmic stability and implicit regularization, potentially guiding the design of better training procedures for overparameterized models. The paper presents a rigorous theoretical analysis demonstrating that early-stopped gradient descent achieves minimax-optimal excess zero-one risk in Gaussian mixture models, outperforming max-margin interpolators by a significant margin in sample complexity.
Recent systems for optimizing prompts, programs, and ML workflows typically rely on explicit outer-loop controllers such as evolutionary search, bandits, or textual-gradient methods. We ask a fundamentally different question: how much of this search policy can be internalized by a single tool-using agent? We present ReASearch, a unified framework for reasoning-driven optimization in which the agent autonomously decides what to evaluate, how to diagnose failures, which edits to make, and when to verify or restart. Rather than serving only as a proposal generator guided by hand-designed heuristics, the agent actively analyzes outcomes, allocates budget, and refines its strategy over long horizons through persistent memory. With a shared agent loop and domain-specific tools, ReASearch instantiates the exact same scaffold to optimize prompts, programs, and ML workflows. Across 14 diverse tasks, it is competitive with and mostly better than specialized optimization systems, achieving gains of 2% to 40% over strong domain-specific baselines, and in some cases discovering solutions that improve on prior human best-known results. Crucially, we observe that complex search behaviors, which are typically implemented by explicit controllers, emerge naturally from the agent's reasoning process.
Primary: The University of Texas at Austin
All Institutions: The University of Texas at Austin, Snowflake
The paper presents ReASearch, a unified, reasoning-driven agentic framework that internalizes complex search policies previously handled by explicit controllers, demonstrating competitive or superior performance across 14 diverse optimization tasks in prompts, programs, and ML workflows.
The paper proposes ReASearch, a unified framework that replaces explicit, hand-designed outer-loop controllers (such as evolutionary algorithms, bandits, or Bayesian optimization) with a single, persistent, tool-using LLM agent. The core methodological contribution is the formulation of optimization as a sequential reasoning problem where the agent autonomously decides evaluation strategies, diagnoses failures, and manages memory across long horizons. The architecture is domain-agnostic, relying on a shared scaffold with domain-specific tool sets for prompt optimization, program evolution, and ML workflow tuning. The approach leverages persistent memory (lessons.md) and context compression to maintain state, allowing the agent to "learn" from past failures and successes without external algorithmic guidance. This represents a significant shift from "LLM as optimizer" to "LLM as the search policy itself."
The evaluation is comprehensive, spanning 14 diverse tasks across three categories: prompt optimization (AIME, HotpotQA, GSM8K, Terminal-Bench), program evolution (Circle Packing, Heilbronn Triangles, EPLB, TXN, ARC-AGI-2), and ML workflow optimization (NanoGPT, IMG-100, Atari, MuJoCo, Kaggle Crypto). ReASearch is compared against strong, specialized baselines including GEPA, AdaEvolve, and Claude Code (AutoResearch). The results are compelling: ReASearch matches or exceeds specialized systems, achieving gains of 2-40%. Notably, it discovers solutions improving upon human best-known results in geometric optimization (Heilbronn, Circle Packing) and significantly outperforms generalist code agents in ML workflow tuning. The analysis of agent trajectories provides qualitative evidence of emergent optimizer behaviors (e.g., double-verification, revert-based recovery, hypothesis-driven revision), supporting the claim that reasoning can internalize search logic.
The paper provides detailed descriptions of the tool sets, memory mechanisms, and experimental settings. It includes ablation studies on memory and Python execution capabilities. However, the reliance on proprietary models (Claude Sonnet 4.6, GPT-5, GPT-4.1 mini) for both the agent and student models limits full reproducibility of the specific performance numbers, although the framework itself is described in sufficient detail to be implemented. The use of standard benchmarks (AIME, ARC-AGI-2, etc.) aids in future comparative evaluation.
The approach is computationally expensive due to the high cost of LLM reasoning and tool calls, although the authors argue it is competitive in API costs with specialized methods. The performance is heavily dependent on the capability of the underlying frontier LLM; the paper notes that open-source models (GLM-5, Kimi-2.5) perform well but still trail behind the proprietary baselines, suggesting a ceiling on current open-source reasoning capabilities for this task. The "black box" nature of the agent's reasoning, while analyzed qualitatively, lacks the rigorous theoretical guarantees of traditional optimization methods.
This work has significant implications for the field of Agentic ML, suggesting that complex search policies need not be hard-coded but can emerge from general reasoning capabilities. It democratizes access to sophisticated optimization by providing a unified scaffold that works across domains, potentially reducing the engineering burden of building domain-specific optimizers. It also highlights the potential of LLMs to act as scientific discoverers, as evidenced by the geometric optimization results. The paper presents ReASearch, a unified, reasoning-driven agentic framework that internalizes complex search policies previously handled by explicit controllers, demonstrating competitive or superior performance across 14 diverse optimization tasks in prompts, programs, and ML workflows.
In-context learning (ICL) can induce emergent misalignment (EM), where narrow misaligned examples alter answers to unrelated questions. Existing prompts, however, conflate harmful-text exposure with an invitation to continue assistant behavior. We hold harmful answers fixed while varying their delivery as demonstrations, evidence, assistant history, or tool output. Across ten independently sampled contexts, demonstration framing raises broad EM by $30$--$32$ percentage points on a susceptible Gemini model; the gap survives domain exclusion, semantic clustering, unseen questions, and four prompt templates. Format and length-matched controls show that harmful content is necessary but insufficient. A role times continuation factorial further reveals model-dependent provenance effects: Gemini follows both assistant and tool histories, whereas Grok largely resists tool-framed continuation. Several other frontier and open-weight models show no gap. Blinded human audits confirm every main contrast and show that the model judge underestimates active-condition failures. Thus continuation framing is a strong, model-dependent moderator of ICL-EM, not a universal consequence of harmful context.
Primary: Peking University
All Institutions: Peking University, City University of Hong Kong, National Engineering Research Center for Software Engineering
The paper makes a significant contribution to the field of AI safety by rigorously isolating the role of continuation framing in in-context emergent misalignment, providing robust empirical evidence and practical insights for safer LLM deployment.
The paper proposes a rigorous causal dissection of In-Context Learning (ICL) emergent misalignment. The core methodological contribution is the isolation of "continuation framing" from "harmful content exposure" by holding the latter fixed while varying the former across demonstrations, documents, assistant histories, and tool outputs. This controlled factorial design is sophisticated and directly addresses a confound in prior safety literature. The use of paired interventions, strict domain exclusion, and multiple prompt templates strengthens the internal validity of the causal claims. The integration of mechanistic analysis (activation steering) adds depth, although the primary contribution remains behavioral.
The experimental evaluation is extensive and robust. The authors conduct a multi-model sweep (Gemini, Grok, GPT, Claude, Qwen, Mistral) and find model-dependent effects, which is a significant finding. They employ rigorous statistical methods, including two-way cluster bootstrapping and exact sign-flip tests, to account for dependencies in the data. The inclusion of blinded human audits to validate the LLM judge's performance is a strong point, addressing the known bias of automated evaluators. The results are consistent across various robustness checks (strict subsets, semantic clustering, new questions).
The paper provides a high degree of reproducibility. The authors release code, data manifests, prompt hashes, and cached outputs for closed-model runs. The use of SHA-256 hashes for prompts and deterministic sampling rules ensures that other researchers can replicate the exact conditions. The detailed appendix on artifact provenance and the public release of the evaluation suite enhance trust in the results.
The study focuses primarily on specific frontier models (Gemini, Grok) and may not generalize to all model architectures or training regimes. The "strict" subset of questions, while useful for isolating transfer, reduces the sample size and may miss nuanced interactions in broader domains. The mechanistic analysis is limited to a smaller open-weight model (GPT-OSS-20B), which may not fully reflect the internals of the larger closed models where the primary effects are observed. Additionally, the reliance on LLM judges, despite human validation, introduces potential biases inherent in current evaluation frameworks.
This work has significant implications for the safety and alignment of LLMs, particularly in RAG and agent systems where context composition is common. By identifying that "continuation framing" is a key driver of emergent misalignment, it provides concrete guidance for prompt engineering and system design (e.g., distinguishing data from behavior in context windows). It challenges the assumption that harmful content exposure alone is sufficient for misalignment, suggesting that the *structure* of the context is equally critical. This could lead to more robust safety interventions and a better understanding of how models interpret and generalize from in-context examples. The paper makes a significant contribution to the field of AI safety by rigorously isolating the role of continuation framing in in-context emergent misalignment, providing robust empirical evidence and practical insights for safer LLM deployment.
Mixture-of-Experts (MoE) models decouple total parameters from per-token compute, but deployment still requires storing every expert. Recent theory shows that pruning experts with the smallest router-norm changes during fine-tuning can preserve accuracy, but assumes full fine-tuning. We test whether lightweight adaptation can recover this signal. We briefly fine-tune with a parameter-efficient adapter, rank experts by the induced $\ell_2$ router change, and prune the least-changed experts in one shot. On Mixtral-8$\times$7B-Instruct (44.83% MMLU-Pro), router-only LoRA trains 0.002% of parameters and outperforms all-module LoRA at matched rank with half the experts removed (27.54% vs. 24.42%); signal quality declines as adaptation spreads to attention and expert weights. Accuracy improves monotonically with LoRA rank, reaching 28.76%. IA3, which leaves router weights frozen, matches direct router adaptation, whereas unconstrained additive adapters degrade the signal. Router-guided MMLU-Pro accuracy decays quasi-linearly rather than collapsing, remains nearly 1.8 times that of magnitude-based or random pruning at maximal compression, and reduces memory by 49% and per-token latency by 37%. At 25% compression, retention is competitive with methods using full activation statistics. The criterion also transfers to Qwen1.5-MoE fine-tuned for mathematics, retaining 49.7% mean accuracy over eleven benchmarks with half the experts removed while random pruning falls to single digits. Router sensitivity under lightweight fine-tuning therefore makes provably motivated expert pruning practical at scale.
Primary: Columbia University
All Institutions: Columbia University, Data Science Institute, Department of Computer Science
Router sensitivity under lightweight fine-tuning provides a practical, high-fidelity signal for pruning MoE experts, bridging the gap between theoretical guarantees and scalable deployment. The paper makes a significant contribution to the field of model compression and efficient LLM deployment by demonstrating that PEFT can serve as an effective "instrument" for identifying redundant experts, offering a compelling alternative to static pruning heuristics and expensive full-fine-tuning-based selection.
The paper proposes a novel, efficient method for pruning Mixture-of-Experts (MoE) models by leveraging the sensitivity of router weights during lightweight parameter-efficient fine-tuning (PEFT). Instead of full fine-tuning, which is computationally prohibitive for determining expert importance, the authors use a small adapter (LoRA, IA3, or Houlsby) to perturb the model and measure the induced change in router norms or logits. Experts with the smallest changes are pruned. The methodology is well-grounded in recent theoretical work (Chowdhury et al.) but extends it to practical, large-scale language models (Mixtral-8x7B, Qwen1.5-MoE). The analysis of how different adapter geometries (additive vs. multiplicative) and target modules affect the quality of the pruning signal is rigorous and insightful.
The experimental evaluation is comprehensive and convincing. The authors test on two distinct MoE architectures (Mixtral and Qwen) and multiple benchmarks (MMLU-Pro, GSM8K, ARC, BBH, etc.). They demonstrate that router-only LoRA is the most effective adapter for eliciting the pruning signal, outperforming full-module LoRA and other adapters. The results show quasi-linear accuracy decay rather than catastrophic collapse, allowing for predictable compression. The comparison against state-of-the-art one-shot pruning methods (REAP, DiEP, etc.) shows competitive performance, particularly on challenging benchmarks like MMLU-Pro where prior work lacked evaluation. The inclusion of deployment metrics (memory, latency) strengthens the practical relevance.
The paper provides detailed implementation details, including hyperparameters, hardware specifications, and evaluation protocols. The authors state that configurations and pruned checkpoints are released, which significantly aids reproducibility. The use of standard libraries (PEFT, TRL, LightEval) and open-source models further enhances reproducibility. The measurement resolution analysis adds credibility to the reported differences.
The method requires a brief fine-tuning step, which, while cheaper than full fine-tuning, is still more expensive than purely static, training-free pruning methods. The quality of the pruning signal is dependent on the adaptation task; a generic corpus may not preserve domain-specific capabilities (e.g., arithmetic) as well as a domain-specific corpus. The paper acknowledges that the theoretical guarantees were established for simplified settings and binary classification, so the empirical nature of the results on large LLMs is an extrapolation. The Qwen experiments were conducted on a pre-reduced version of the model due to memory constraints, which is a minor limitation in terms of direct comparison to the original 60-expert model.
This work makes MoE models more accessible by reducing their memory footprint and inference latency without significant accuracy loss. This can democratize access to large language models on constrained hardware. The insights into adapter geometry and router sensitivity also contribute to the broader understanding of how PEFT methods interact with MoE architectures, which could inform future model design and training strategies. Router sensitivity under lightweight fine-tuning provides a practical, high-fidelity signal for pruning MoE experts, bridging the gap between theoretical guarantees and scalable deployment. The paper makes a significant contribution to the field of model compression and efficient LLM deployment by demonstrating that PEFT can serve as an effective "instrument" for identifying redundant experts, offering a compelling alternative to static pruning heuristics and expensive full-fine-tuning-based selection.
Large language models (LLMs) are increasingly reported to exhibit human-like neural and cognitive signatures, including concept cells, mental number lines, and cognitive maps. These claims often rely on linear probing and activation steering applied to a single model, yet both methods are highly sensitive to measurement choices. A reported parallel may therefore reflect the model, the measurement procedure, or both. We audit four representative neuroscience-inspired paradigms across 17 models from five families, spanning $0.6$B to $72$B parameters. Our main experiment examines the causal steerability of concept directions. With raw activation units and a fixed layer and coefficient, steerability appears to increase with model scale, resembling an emergent capability. However, this pattern is produced by an uncalibrated pipeline rather than by a claim established in the steering literature. The trend depends jointly on raw units, the readout metric, and the operating point; correcting any one of these removes it. With residual-norm-comparable interventions and held-out operating-point selection, concept steering remains significant at every scale, but shows no significant trend across the Qwen3 series, although the confidence interval does not rule out a moderate positive slope. The remaining results are mixed. A linear geographic world map is consistently decodable in every tested checkpoint up to $72$B. Number magnitude is strongly encoded, but whether individual neurons appear bell-shaped or monotonic depends on the selection criterion. Language-specific structure is localizable, but the direction of the cross-lingual asymmetry reverses under a different attribution method. These results suggest that the main constraint on AI neuroscience is not a lack of phenomena, but a lack of comparable measurements and adequate controls. We release the protocol, stimuli, and code.
Primary: Fudan University
All Institutions: Fudan University
This paper provides a critical audit of "AI neuroscience" claims in LLMs, demonstrating that many reported parallels (e.g., emergent steerability) are artifacts of measurement choices, and establishes a rigorous protocol for future interpretability research.
The paper employs a rigorous audit methodology to evaluate claims of "AI neuroscience" in Large Language Models (LLMs). It systematically tests four paradigms (concept steering, geographic maps, number magnitude, language localization) across 17 models from 5 families. The core methodological contribution is the identification and correction of measurement confounds in activation steering, specifically the lack of residual-norm normalization and the use of fixed, arbitrary operating points (layer/strength). The authors propose a standardized protocol involving held-out selection, residual-norm comparable interventions, and strict specificity/null controls. This approach is methodologically sound and addresses a critical gap in the interpretability literature where results are often sensitive to hyperparameter choices.
The experimental scope is impressive, covering a wide range of model sizes (0.6B to 72B) and families (Qwen, Llama, Mistral, Phi, Gemma). The results are robust and well-controlled. Key findings include: (1) The apparent "emergence" of concept steerability with scale is an artifact of uncalibrated intervention units; (2) Geographic maps are consistently decodable; (3) Number magnitude is encoded, but the shape (monotonic vs. bell) depends on selection criteria; (4) Language localization is attribution-dependent. The statistical analysis is thorough, using bootstrap confidence intervals and multiple null baselines. The quantization control further strengthens the validity of the large-model results.
The authors explicitly state that they release the protocol, stimuli, and code. The paper provides detailed descriptions of the models, intervention methods, and statistical procedures. The inclusion of a code repository link (though anonymous) and the detailed methodology section ensure that the audit can be replicated and extended by other researchers. The use of open-weight models also aids reproducibility.
The densest scale analysis is limited to the Qwen lineage up to 14B, with larger models using coarser grids. The steering analysis is limited to a specific set of 24 concepts. The authors acknowledge that the absence of a significant steering trend should be interpreted as "no detectable trend" rather than evidence of no trend, due to power limitations. Additionally, the study focuses on representational phenomena rather than dynamical ones.
This paper has significant implications for the field of mechanistic interpretability and AI neuroscience. It challenges the validity of many existing claims about LLMs exhibiting human-like neural signatures, emphasizing the need for rigorous controls and comparable measurements. By releasing the audit protocol, the authors provide a tool for future research to avoid similar pitfalls. This work promotes a more scientific and rigorous approach to understanding LLM internals, potentially shifting the field away from anecdotal findings toward robust, reproducible science. This paper provides a critical audit of "AI neuroscience" claims in LLMs, demonstrating that many reported parallels (e.g., emergent steerability) are artifacts of measurement choices, and establishes a rigorous protocol for future interpretability research.
Tool-augmented LLM agents can harbor implicit state that persists across sessions, activates through events, and propagates across agent boundaries---largely invisible to standard debugging. We formalize this as Persistent Semantic Entities (PSEs): constructs defined by name binding, event triggering, and cross-boundary propagation, and evaluate them across 24 models from 11 families (1.5B--1T parameters). First, every tested model is susceptible (20--100% on the 20-model susceptibility panel), with name binding as the necessary and dominant mechanism: without it, contamination is 0%. Second, persistence depends on contamination type rather than scale or deployment: preference contamination persists undecayed on every model probed (100% at t=10) and instruction contamination persists wherever adopted, persona-style injection decays partially (90%$\to$10%), while factual injection is model-dependent---self-corrected on Llama-3.1-8B and GPT-4o-mini but held at ceiling on both Qwen2.5-coder variants, so we do not claim it self-corrects in general. The preference and instruction results hold across providers in our controlled setting. Third, context-isolated self-verification achieves 20--79% reduction (median 36.5%) without oracle references while keyword-based detection produces systematic false positives, and contamination compounds 1.9$\times$ along a four-stage agent pipeline (40%$\to$75%). Preference and instruction contamination---persistent, lacking self-correction, and poorly captured by standard monitoring---represent a particularly concerning attack surface for deployed agent systems.
Primary: University of Southern California
All Institutions: University of Southern California
[One sentence main contribution]. The paper formalizes Persistent Semantic Entities (PSEs) and provides a comprehensive empirical analysis of their prevalence and impact across 24 LLM families, revealing critical security vulnerabilities in tool-augmented agent systems. [Comprehensive analysis of the technical contribution, methodology, and significance to the field]. The work is a timely and important contribution to the field of LLM security, particularly as agent-based systems become more prevalent. The taxonomy of PSEs is a novel conceptual contribution that helps structure future research and development in this area. The empirical results are robust and surprising, challenging the assumption that LLMs are inherently stateless or that standard context management is sufficient to prevent contamination. The finding that preference contamination is persistent and undecayed is a major red flag for safety. While the paper does not propose a groundbreaking new architecture, its diagnostic value is high, and it sets the stage for future work on robust agent design. The score of 78 reflects its high relevance and strong empirical findings, placing it in the top tier of security-focused ML papers, though it lacks the methodological novelty of a new algorithm.
The paper introduces the concept of Persistent Semantic Entities (PSEs) to describe implicit state in tool-augmented LLM agents. The methodology involves a systematic evaluation of 24 models across 11 families to measure susceptibility to state persistence, contamination types (preference, instruction, persona, factual), and propagation across agent boundaries. The approach is empirical and observational, focusing on characterizing the phenomenon rather than proposing a new architectural solution. The definition of PSEs (name binding, event triggering, cross-boundary propagation) provides a useful taxonomy for analyzing agent security.
The experimental setup is rigorous, covering a wide range of model sizes (1.5B to 1T parameters) and providers. The results are significant: 100% susceptibility to preference contamination, partial decay for persona injection, and model-dependent behavior for factual injection. The finding that context-isolated self-verification reduces contamination by 20-79% is a strong practical insight. The evaluation of a four-stage agent pipeline showing 1.9x compounding of contamination is particularly valuable for understanding real-world risks.
The paper specifies the models tested and the types of contamination used. However, the exact prompts and tool definitions used to induce the PSEs are not fully detailed in the abstract, though likely present in the full text. The controlled setting mentioned suggests a standardized benchmark, which aids reproducibility. The claim of "no oracle references" for self-verification implies a specific evaluation protocol that needs clear definition to be fully reproducible.
The study is primarily diagnostic; it identifies the problem and measures its severity but offers limited novel mitigation strategies beyond "context-isolated self-verification," which is a known technique. The generalizability of the "self-correction" findings for factual injection is limited by the specific models tested (Llama-3.1-8B, GPT-4o-mini, Qwen2.5-coder). The paper does not explore the underlying cognitive or architectural reasons for these phenomena in depth, leaving the "why" partially unanswered.
This paper has significant implications for the security and reliability of deployed LLM agent systems. By formalizing PSEs, it provides a framework for developers to audit and mitigate risks associated with implicit state. The findings warn against the assumption that LLMs are stateless or that standard context windows prevent cross-session contamination. This is crucial for industries relying on autonomous agents for decision-making. [One sentence main contribution]. The paper formalizes Persistent Semantic Entities (PSEs) and provides a comprehensive empirical analysis of their prevalence and impact across 24 LLM families, revealing critical security vulnerabilities in tool-augmented agent systems. [Comprehensive analysis of the technical contribution, methodology, and significance to the field]. The work is a timely and important contribution to the field of LLM security, particularly as agent-based systems become more prevalent. The taxonomy of PSEs is a novel conceptual contribution that helps structure future research and development in this area. The empirical results are robust and surprising, challenging the assumption that LLMs are inherently stateless or that standard context management is sufficient to prevent contamination. The finding that preference contamination is persistent and undecayed is a major red flag for safety. While the paper does not propose a groundbreaking new architecture, its diagnostic value is high, and it sets the stage for future work on robust agent design. The score of 78 reflects its high relevance and strong empirical findings, placing it in the top tier of security-focused ML papers, though it lacks the methodological novelty of a new algorithm.
Safety alignment in multilingual models is uneven: a model that reliably refuses a harmful request in English will often comply with the same request in a lower-resource language. We trace this gap mechanistically in sarvam, an Indic-multilingual mixture-of-experts reasoning model, and find it is not a failure to detect harm. Harm is encoded as an internal direction that is nearly language-invariant in mid-network (English-vs-Indic cosine ${\approx}0.9$ at $L11$), and steering that direction upstream causally controls refusal. But the detection direction is orthogonal to the change that actually writes the refusal, which is late and assembled over the course of generation rather than read off in a single forward pass. We attribute the write to a specific, localizable circuit, a mixture-of-experts writer held in check by an attention opposer and price every way of intervening on it: damping the opposer is cheap and effective, amplifying the writer is a cost wall, and surgical edits to the responsible heads do nothing. The circuit's organization, and the gradient method that exposes it, recur in a second, unrelated MoE model, while the lever's strength is architecture-specific. The result is a cost-measured map of where a multilingual safety repair can land, and what it costs
Primary: Godel Machines
All Institutions: Godel Machines
The paper makes a significant contribution to mechanistic interpretability by localizing the cross-lingual safety gap in MoE models to a late-generation circuit, demonstrating that safety repairs can be achieved by damping specific attention heads rather than amplifying refusal signals, a finding that is both theoretically insightful and practically actionable for improving multilingual model safety.
The paper employs a rigorous mechanistic interpretability pipeline on a specific MoE model (sarvam2025). It correctly identifies a dissociation between the "detection" direction (mid-network, language-invariant) and the "refusal write" direction (late-network, orthogonal). The methodology involves activation addition steering, Direct Logit Attribution (DLA), and gradient-activation attribution to localize the circuit. The core finding—that refusal is a generative process over the autoregressive trajectory rather than a static readout—is theoretically significant for understanding MoE dynamics. The "pricing" of interventions (damping opposer vs. amplifying writer) is a novel analytical framework for safety alignment.
The experiments are well-controlled, comparing English vs. Indic languages and using a second model (Qwen3) for transfer checks. The results are consistent: damping the attention opposer is cheap and effective, while amplifying the writer is costly and inefficient. The cross-model transfer of the *organization* (writer/opposer structure) but not the *lever strength* is a key empirical contribution. However, the evaluation relies heavily on an LLM judge for safety labels, which is a known weakness, though the authors acknowledge this. The sample sizes for some interventions (e.g., writer amplification) are small, introducing noise.
The paper provides detailed setup information, including model parameters, data sources (TwinBreak corpus), and specific intervention methods. It mentions ancillary files for reproducibility. The use of standard interpretability tools (DLA, activation addition) enhances reproducibility. The reliance on a specific "sarvam2025" model and a custom "TwinBreak" corpus may limit immediate replication by those without access to these specific resources, but the methodology is generally applicable.
The authors explicitly list several limitations: (1) The findings are primarily based on a reasoning model with `
This work has significant implications for the safety of multilingual LLMs. By identifying that safety failures in lower-resource languages are due to execution bottlenecks rather than detection failures, it provides a clear path for targeted interventions (damping the opposer) that are more efficient than retraining or broad alignment. It also highlights the risk of cross-lingual vulnerabilities in multilingual deployments. The paper makes a significant contribution to mechanistic interpretability by localizing the cross-lingual safety gap in MoE models to a late-generation circuit, demonstrating that safety repairs can be achieved by damping specific attention heads rather than amplifying refusal signals, a finding that is both theoretically insightful and practically actionable for improving multilingual model safety.
Recent systems for optimizing prompts, programs, and ML workflows typically rely on explicit outer-loop controllers such as evolutionary search, bandits, or textual-gradient methods. We ask a fundamentally different question: how much of this search policy can be internalized by a single tool-using agent? We present ReASearch, a unified framework for reasoning-driven optimization in which the agent autonomously decides what to evaluate, how to diagnose failures, which edits to make, and when to verify or restart. Rather than serving only as a proposal generator guided by hand-designed heuristics, the agent actively analyzes outcomes, allocates budget, and refines its strategy over long horizons through persistent memory. With a shared agent loop and domain-specific tools, ReASearch instantiates the exact same scaffold to optimize prompts, programs, and ML workflows. Across 14 diverse tasks, it is competitive with and mostly better than specialized optimization systems, achieving gains of 2% to 40% over strong domain-specific baselines, and in some cases discovering solutions that improve on prior human best-known results. Crucially, we observe that complex search behaviors, which are typically implemented by explicit controllers, emerge naturally from the agent's reasoning process.
Primary: The University of Texas at Austin
All Institutions: The University of Texas at Austin, Snowflake
The paper presents ReASearch, a unified, reasoning-driven agentic framework that internalizes complex search policies previously handled by explicit controllers, demonstrating competitive or superior performance across 14 diverse optimization tasks in prompts, programs, and ML workflows.
The paper proposes ReASearch, a unified framework that replaces explicit, hand-designed outer-loop controllers (such as evolutionary algorithms, bandits, or Bayesian optimization) with a single, persistent, tool-using LLM agent. The core methodological contribution is the formulation of optimization as a sequential reasoning problem where the agent autonomously decides evaluation strategies, diagnoses failures, and manages memory across long horizons. The architecture is domain-agnostic, relying on a shared scaffold with domain-specific tool sets for prompt optimization, program evolution, and ML workflow tuning. The approach leverages persistent memory (lessons.md) and context compression to maintain state, allowing the agent to "learn" from past failures and successes without external algorithmic guidance. This represents a significant shift from "LLM as optimizer" to "LLM as the search policy itself."
The evaluation is comprehensive, spanning 14 diverse tasks across three categories: prompt optimization (AIME, HotpotQA, GSM8K, Terminal-Bench), program evolution (Circle Packing, Heilbronn Triangles, EPLB, TXN, ARC-AGI-2), and ML workflow optimization (NanoGPT, IMG-100, Atari, MuJoCo, Kaggle Crypto). ReASearch is compared against strong, specialized baselines including GEPA, AdaEvolve, and Claude Code (AutoResearch). The results are compelling: ReASearch matches or exceeds specialized systems, achieving gains of 2-40%. Notably, it discovers solutions improving upon human best-known results in geometric optimization (Heilbronn, Circle Packing) and significantly outperforms generalist code agents in ML workflow tuning. The analysis of agent trajectories provides qualitative evidence of emergent optimizer behaviors (e.g., double-verification, revert-based recovery, hypothesis-driven revision), supporting the claim that reasoning can internalize search logic.
The paper provides detailed descriptions of the tool sets, memory mechanisms, and experimental settings. It includes ablation studies on memory and Python execution capabilities. However, the reliance on proprietary models (Claude Sonnet 4.6, GPT-5, GPT-4.1 mini) for both the agent and student models limits full reproducibility of the specific performance numbers, although the framework itself is described in sufficient detail to be implemented. The use of standard benchmarks (AIME, ARC-AGI-2, etc.) aids in future comparative evaluation.
The approach is computationally expensive due to the high cost of LLM reasoning and tool calls, although the authors argue it is competitive in API costs with specialized methods. The performance is heavily dependent on the capability of the underlying frontier LLM; the paper notes that open-source models (GLM-5, Kimi-2.5) perform well but still trail behind the proprietary baselines, suggesting a ceiling on current open-source reasoning capabilities for this task. The "black box" nature of the agent's reasoning, while analyzed qualitatively, lacks the rigorous theoretical guarantees of traditional optimization methods.
This work has significant implications for the field of Agentic ML, suggesting that complex search policies need not be hard-coded but can emerge from general reasoning capabilities. It democratizes access to sophisticated optimization by providing a unified scaffold that works across domains, potentially reducing the engineering burden of building domain-specific optimizers. It also highlights the potential of LLMs to act as scientific discoverers, as evidenced by the geometric optimization results. The paper presents ReASearch, a unified, reasoning-driven agentic framework that internalizes complex search policies previously handled by explicit controllers, demonstrating competitive or superior performance across 14 diverse optimization tasks in prompts, programs, and ML workflows.
The Tower of Hanoi is a simple planning puzzle that in prior work has proven challenging for large reasoning models (LRMs). Current models solve the standard formulation of the puzzle, but still struggle with the flat-to-flat variant (where initial and goal states are not restricted to have all rings on a single peg). This paper presents an in-depth study of how both small, in-house Transformers and large, third-party LRMs solve this task. To understand the failures mechanistically, we first train small Transformers from scratch on precomputed solution traces. Using a variety of interpretability techniques, we show that these Transformers develop an emergent world model: a linearly decodable, geometrically faithful representation of the puzzle's state space (the Sierpinski triangle), that is causally involved in solving the puzzles. Second, we return to the large LLMs and apply our techniques to two frontier reasoning models, Qwen3.6-27B and DeepSeek-R1-Distill-Qwen-32B, that attempt to solve the task through extended chain-of-thought. Surprisingly, we find that both models encode the Sierpinski world model near-perfectly at the end of the prompt, and yet fail at the majority of tasks when there are more than 3 rings. We locate the source of this failure in the decaying representation of the world model. We probe for the representation at different stages during planning, and establish causality by showing that performance can be improved by injecting the prompt-time representation at inference. The failure of the models is thus one of maintenance of the required representations, not their absence, and performance is at least partially recoverable. These results thus reframe the reported collapse in performance from prior work: current Large Reasoning Models build a world model, and then lose it.
Primary: University of Amsterdam
All Institutions: University of Amsterdam
This paper provides a compelling mechanistic explanation for the "illusion of thinking" in large reasoning models, demonstrating that they build accurate world models but fail to maintain them during generation, and that restoring these representations can partially recover performance.
The paper employs a rigorous mechanistic interpretability toolkit, combining linear probing, activation patching, and activation steering. The methodology is sound and well-executed. The core innovation lies in the application of these techniques to large reasoning models (LRMs) on a planning task, specifically tracking the degradation of internal representations during chain-of-thought generation. The use of a "distance-matching probe" to recover the Sierpinski triangle geometry of the Tower of Hanoi state space is a clever and effective diagnostic tool. The causal interventions (patching and steering) are appropriately designed to move beyond correlation.
The experiments are extensive and compelling. The authors demonstrate that both small Transformers and large LRMs (Qwen3.6-27B, DeepSeek-R1-Distill-Qwen-32B) encode the world model faithfully at the prompt stage. They then show that this representation degrades during generation, correlating with performance collapse. The steering experiments provide strong causal evidence: restoring the prompt-time representation improves performance for Qwen3.6-27B. However, the results for DeepSeek are mixed, with the intervention failing to significantly improve performance due to output format issues. This asymmetry is an interesting finding but also a limitation in terms of generalizability of the mitigation strategy. The baseline comparisons are adequate, though the field is moving fast, and "2025/2026" citations suggest this is very recent work.
The paper provides sufficient detail for reproduction. The model architectures (Qwen3.6-27B, DeepSeek-R1-Distill-Qwen-32B) are open-weight. The probing and steering methods are standard in the interpretability community. The external state tracker is described clearly. The reliance on specific prompts from prior work (shojaee2025illusion) is noted. The code is likely available given the nature of the work (master thesis based), but no URL is provided in the text.
The primary limitation is the scope of the task. Tower of Hanoi is a highly structured, geometric problem. It is unclear if the "degradation" phenomenon generalizes to less structured reasoning tasks (e.g., math proofs, code generation). The steering intervention relies on an external symbolic tracker, which is not scalable to all domains. The mixed results for DeepSeek suggest that the failure mode is not uniform across models or that the steering method is sensitive to model-specific representation codes. The paper acknowledges these limitations.
This work has significant implications for understanding the reliability of Large Reasoning Models. It challenges the assumption that if a model "knows" the answer (or the state), it can reliably output it. It suggests that the bottleneck is often maintenance of internal state rather than initial comprehension. This could guide future research into better memory mechanisms, attention patterns, or training objectives that encourage stable representation maintenance. It also highlights the importance of interpretability in diagnosing failures in complex AI systems. This paper provides a compelling mechanistic explanation for the "illusion of thinking" in large reasoning models, demonstrating that they build accurate world models but fail to maintain them during generation, and that restoring these representations can partially recover performance.
In overparameterised classification, training data can be linearly separable even when the underlying distribution is not. In this setting, gradient descent (GD) on the logistic loss diverges in norm while converging in direction to a max-margin interpolating classifier, whose implicit bias can be statistically suboptimal. In this work, we show that early stopping can overcome this suboptimality: in a Gaussian mixture model with label-flipping noise, GD stopped at an appropriate oracle time achieves minimax-optimal excess zero-one risk for covariance spectra with fast and continuous decay, including polynomial and exponential spectral decays. Our analysis combines a sharp upper bound for the early-stopped iterate with a matching statistical lower bound over arbitrary classifiers, yielding optimal rates that are validated by experiments. A central technical contribution is a new calibration result that converts excess logistic risk into excess zero-one risk; it handles the model misspecification induced by the label-flipping noise, and removes the square-root rate in standard bounds. We also establish a lower bound for linear interpolators, showing that interpolation can require exponentially more samples than early stopping to achieve the same excess risk.
Primary: University of Oxford
All Institutions: University of Oxford
The paper presents a rigorous theoretical analysis demonstrating that early-stopped gradient descent achieves minimax-optimal excess zero-one risk in Gaussian mixture models, outperforming max-margin interpolators by a significant margin in sample complexity.
The paper addresses a fundamental tension in overparameterized classification: the statistical suboptimality of max-margin interpolators (implicit bias of GD) versus the potential benefits of early stopping. The methodology is theoretically rigorous, focusing on a Gaussian Mixture Model (GMM) with label-flipping noise. The core technical contributions are twofold: (1) deriving sharp upper bounds on the excess zero-one risk of early-stopped Gradient Descent (GD) for covariance spectra with fast decay (polynomial/exponential), and (2) establishing a novel calibration result that converts excess logistic risk to excess zero-one risk, effectively removing the square-root rate penalty typical in standard bounds under model misspecification. The authors also prove a lower bound for linear interpolators, demonstrating an exponential sample complexity gap compared to early-stopped GD. This is a significant theoretical advance in understanding the implicit regularization of GD in classification settings.
The abstract mentions that the optimal rates are validated by experiments. Given the theoretical nature of the work, the experiments likely serve to corroborate the derived rates in synthetic GMM settings. While the theoretical results are strong, the lack of extensive empirical validation on real-world datasets or more complex models (e.g., deep networks) limits the immediate practical impact, though this is common for high-theory papers. The validation of the "oracle time" stopping criterion is crucial; if the experiments show that this time is practically estimable or robust, the impact increases. However, the abstract implies an "oracle time," which may limit direct applicability without further algorithmic development.
The paper provides a full theoretical derivation with appendices for proofs. The notation is standard. Reproducibility of the theoretical claims is high for other theorists. Reproducibility of the empirical claims depends on the code availability, which is not explicitly linked in the provided text (URLs are "none"), but the mathematical framework is self-contained.
The primary limitation is the reliance on the "oracle time" for early stopping. In practice, knowing the optimal stopping time requires knowledge of the underlying distribution or validation data, which may not be available. The paper establishes a lower bound for interpolators, but does not provide a practical algorithm to find the optimal early stopping point without oracle knowledge. Additionally, the analysis is restricted to linear classifiers on Gaussian mixtures, which, while a canonical model, does not directly translate to non-linear deep learning settings without further bridging theory.
This work provides a rigorous theoretical justification for the use of early stopping in classification, a heuristic widely used in practice but poorly understood theoretically in the context of interpolation. It clarifies why max-margin solutions can be suboptimal and how early stopping mitigates this. This contributes to the broader field of algorithmic stability and implicit regularization, potentially guiding the design of better training procedures for overparameterized models. The paper presents a rigorous theoretical analysis demonstrating that early-stopped gradient descent achieves minimax-optimal excess zero-one risk in Gaussian mixture models, outperforming max-margin interpolators by a significant margin in sample complexity.
Quantization is how large language models are actually deployed, and below four bits it is known to hurt. What nobody can say is which of the model's decisions will change at a given bit-width. The damage is silent: a compressed agent stops calling its tools, then loses half its safety refusals, yet benchmark scores barely move. Prior work assumes quantization adds noise of a roughly fixed size, which would make confident decisions safe. We measure the decision itself instead. The margin of a two-way decision is the model's score for the option it picks minus the score of its best alternative; we track it before and after quantization across 16 models from 8 model families, three quantization methods, and bit-widths from 8 down to 2. Quantization does not add fixed-size noise to the margin. It multiplies the margin by a factor that collapses with bit-width (median 0.86 at 4 bits, 0.33 at 3, 0.00 at 2); we call this margin shrinkage. This contraction reduces the protection a large margin affords; the model's own small biases pick the direction of failure: at 3 bits the decision to call a tool collapses toward inaction while the choice of which tool is untouched. In fitted statistical comparison, additive-noise accounts never win on the damaged tool and safety decisions. The fitted relation predicts flip rates within a median of 1.8 percentage points on held-out decisions, though no flip was used in the fit; per decision, the predicted flip probabilities are calibrated uncertainty estimates (expected calibration error 0.004 over 131,758 predictions). The same form holds in every model we measure, but the constants are each model's own and do not transfer. A small paired margin set, measured per model and bit-width, estimates which decisions break without full generative evaluation; under our cost-matched tests, nothing repairs damage more cheaply than one more bit.
Primary: University College London
All Institutions: University College London
The paper provides a compelling empirical refutation of the additive noise hypothesis for quantization, establishing "margin shrinkage" as the dominant failure mode and demonstrating its profound implications for the reliability and safety of compressed large language models.
The paper employs a rigorous empirical methodology, shifting the focus from aggregate benchmark scores to per-decision margin analysis. By measuring the logit difference between the chosen and best alternative tokens before and after quantization, the authors establish a clear statistical model ("margin shrinkage") that contradicts the prevailing "additive noise" hypothesis. The methodology is sound, involving a large sweep across 16 models, 3 quantization methods, and multiple bit-widths. The use of Bayesian Information Criterion (BIC) to compare additive vs. multiplicative models provides a robust statistical foundation for their primary claim. The approach is novel in its granularity and its direct challenge to established intuitions about quantization error propagation.
The experimental evaluation is extensive and convincing. The authors cover a wide range of model families and quantization techniques (RTN, GPTQ, GGUF). The results consistently show that margins shrink proportionally rather than being perturbed by fixed noise. The paper provides strong evidence for the "margin shrinkage" law, including a fit-free bound on error accumulation and a predictive model for flip rates that achieves high calibration accuracy (ECE 0.004). The analysis of specific failure modes (tool calling vs. tool selection, safety refusals) adds significant depth. The comparison with additive models is thorough, and the identification of exceptions (e.g., code tokens) demonstrates scientific honesty. The finding that importance-based weight protection fails to repair damage is a critical empirical result that challenges current best practices.
The paper includes a detailed reproducibility statement, mentioning checked-in scripts and a collection of result files. The test sets are author-constructed and released with the artifact. The experimental setup is described in sufficient detail to allow replication. The use of standard quantization methods (GPTQ, llama.cpp) ensures that the technical components are accessible. The code and data availability is explicitly stated, which is a strong point for reproducibility.
The paper acknowledges several limitations. The analysis is restricted to post-training quantization and first-token decisions. The "margin shrinkage" constants do not transfer across models, limiting the generalizability of the specific parameters, although the form of the law appears universal. The study focuses on weight quantization, though it also touches on activation quantization. The "one more bit" conclusion, while practically true in the tested regime, is somewhat tautological given the cost-benefit trade-off of quantization. The mechanism explaining *why* shrinkage occurs (e.g., attention re-routing) is correlated but not definitively proven as the sole cause.
This paper has significant implications for the deployment of quantized LLMs. By demonstrating that quantization damage is multiplicative, it invalidates the assumption that confident decisions are safe, which has consequences for safety alignment and reliability in agentic systems. The finding that importance-based protection is ineffective suggests a need for new repair strategies, potentially focusing on activation precision or bit allocation rather than weight sparsity/importance. The work encourages a shift in evaluation metrics from aggregate benchmarks to decision-level margin analysis, which could become a standard practice for assessing quantization robustness. The paper provides a compelling empirical refutation of the additive noise hypothesis for quantization, establishing "margin shrinkage" as the dominant failure mode and demonstrating its profound implications for the reliability and safety of compressed large language models.
Pruning reduces the inference cost of large language models, but existing criteria primarily preserve large activations or reconstruct layer outputs. We argue that this overlooks a key computation performed by particularly sparsity-sensitive neurons in the MLP up and gate projections: separating similar inputs into dissimilar outputs. This suggests that effective pruning should preserve not only activations, but also the differences between outputs more broadly. We introduce a family of difference-informed pruning methods built upon this principle. Wisp is a first-order, update-free method that scores weights using input-difference norms, and Wisp+ refines this score neuronwise using the input pairs each neuron separates most strongly. Finally, Whisper is a second-order method that uses a lightly regularized difference Hessian as its reconstruction objective. Across Llama 2 and 3.1 models from 7B to 405B parameters, our second-order variant consistently improves over strong reconstruction-based baselines, while our update-free variants improve over activation-aware baselines, especially in constrained settings. The improvements over Wanda and SparseGPT extend to structured sparsity, downstream evaluations, and other model families. Augmenting stronger techniques such as RIA and ALPS with our difference-informed criteria yields further improvements, shifting the overall accuracy-runtime frontier outward at negligible additional cost. These results suggest that preserving output differences is a broadly useful and composable signal for post-training LLM sparsification.
Primary: IBM
All Institutions: IBM, IST Austria, MIT
The paper presents a significant and well-executed contribution to the field of model compression, introducing a theoretically sound and empirically superior method for pruning LLMs based on output difference preservation.
The paper introduces a novel perspective on LLM pruning by shifting focus from preserving activation magnitudes or output reconstruction to preserving "output differences" (i.e., the model's ability to distinguish between similar inputs). The authors propose three methods: Wisp (first-order, update-free), Wisp+ (refined first-order), and Whisper (second-order, using a difference Hessian). The methodology is theoretically grounded, arguing that sparsity-sensitive neurons in MLP projections are critical for separating input distributions. The approach is distinct from existing activation-aware (e.g., Wanda) and reconstruction-based (e.g., SparseGPT) methods. The second-order method (Whisper) is particularly notable for its computational efficiency relative to standard Hessian-based pruning, leveraging a "lightly regularized difference Hessian."
The evaluation is comprehensive, covering Llama 2 and Llama 3.1 models ranging from 7B to 405B parameters. The results demonstrate that Whisper consistently outperforms strong reconstruction-based baselines, while Wisp/Wisp+ improve upon activation-aware baselines, especially in constrained sparsity settings. The paper also reports improvements when augmenting other advanced techniques (RIA, ALPS) with their criteria. The inclusion of structured sparsity and downstream task evaluations adds robustness. The results suggest a meaningful shift in the accuracy-runtime frontier.
The paper provides detailed descriptions of the algorithms (Wisp, Wisp+, Whisper). Given the standard nature of the models (Llama 2/3.1) and the pruning framework (likely built on existing tools like SparseGPT or similar), reproducibility is high. The authors likely provide code, though not explicitly linked in the text snippet, the methodological clarity is sufficient for replication.
The paper acknowledges limitations, likely related to the computational overhead of the second-order method compared to first-order, although it claims to be "lightly regularized." There may also be limitations regarding the generalizability to non-Transformer architectures or multimodal models, though the abstract suggests broad applicability. The "difference" metric might be sensitive to the choice of input pairs used to estimate the Hessian or norms.
This work contributes to the democratization of large language models by making them more efficient to deploy. By providing a new, effective pruning criterion, it helps reduce inference costs and energy consumption. The insights into "separating similar inputs" may also inform future research on model robustness and representation learning. The paper presents a significant and well-executed contribution to the field of model compression, introducing a theoretically sound and empirically superior method for pruning LLMs based on output difference preservation.
Language models differ in how safely they behave and these differences are measured by safety benchmarks. But aggregated benchmark scores are hard to trust and interpret, because benchmarks duplicate one another, correlate heavily, and models may sandbag when they detect evaluation. To address these issues, we draw on Item Response Theory (IRT), a statistical toolkit for measuring these latents from performance on items with inferred psychometric properties. We fit IRT models to eight safety benchmarks across 192 language models, the largest psychometric analysis of LLM safety evaluations to date, and contribute three results. First, we find that three interpretable factors of refusal strictness, truthfulness, and contextual harm explain most of the variance between models across benchmarks. Second, psychometrically selected items recover full benchmark scores with lower error than random subsets of the same size, and roughly ten adaptively chosen items suffice for several individual benchmarks, cutting evaluation cost by 97-99%. Third, IRT supports audits of individual models, showing that it can be used to detect naive sandbagging and changes of model behind APIs. Overall, we show IRT is a ready-made toolkit for reading, reducing, and auditing safety benchmarks, which we recommend frontier labs and evaluators adopt.
Primary: UK AI Security Institute
All Institutions: UK AI Security Institute, Department for Science, Innovation, and Technology, Supervised Program for Alignment Research
This paper presents a rigorous psychometric analysis of LLM safety benchmarks, demonstrating that IRT can effectively decompose safety into latent factors, distill evaluation costs, and detect behavioral anomalies, offering a valuable methodological advancement for the field.
The paper applies Item Response Theory (IRT), a well-established psychometric framework, to the domain of Large Language Model (LLM) safety evaluation. The methodology involves fitting Two-Parameter Logistic (2PL) IRT models to item-level responses from 192 models across eight safety benchmarks. The authors employ standard psychometric techniques, including factor analysis to identify latent safety traits (refusal strictness, truthfulness, contextual harm), Fisher information for item selection, and person-fit statistics for anomaly detection. The approach is methodologically sound and rigorously applied, utilizing regularization to handle the specific data sparsity characteristics of LLM evaluations (many items, fewer models). While the application of IRT to LLMs is not entirely new (citing prior work on capability benchmarks), its systematic application to the complex, multi-dimensional landscape of *safety* benchmarks, particularly for the purpose of distillation and auditing, represents a sophisticated and novel synthesis of psychometrics and AI safety.
The experimental setup is robust, leveraging a large-scale dataset of 5,255 items and 192 models. The results are compelling: the authors demonstrate that three latent factors explain the majority of variance, that psychometrically selected items can recover benchmark scores with significantly lower error than random subsets (cutting evaluation cost by 97-99%), and that IRT-based person-fit statistics can detect specific forms of sandbagging and API substitution. The use of held-out splits and comparison against random baselines strengthens the claims regarding benchmark distillation. The detection of "naive sandbagging" is a strong empirical finding, though the authors correctly note limitations regarding sophisticated, adversarial sandbagging.
The paper provides extensive details on the preprocessing, model fitting (including regularization priors), and evaluation metrics. The inclusion of a full model roster and benchmark coverage matrix in the appendix enhances transparency. The reliance on OpenRouter's API for data collection is a potential reproducibility hurdle for exact replication of the *collection* phase, but the analysis code and data package are mentioned as available in supplementary material, which is standard practice. The clear description of the 2PL model and factor analysis procedures allows for independent verification of the statistical claims.
The authors acknowledge several limitations. The cohort size (192 models) is large for LLM studies but smaller than traditional human psychometric datasets, which may affect the stability of parameter estimates. The sandbagging detection is evaluated on "prompted model organisms" rather than fine-tuned models, which may behave differently. The factor analysis relies on empirical loading patterns, and the interpretation of latent factors as distinct "abilities" requires further validation. Additionally, the method assumes that the benchmarks are measuring stable traits, which may be violated if models exhibit context-dependent safety behaviors not captured by the static items.
This work has significant implications for the AI safety community. By providing a rigorous statistical framework for interpreting safety benchmarks, it addresses critical concerns about the validity and reliability of current evaluation practices. The ability to distill benchmarks could make safety evaluation more efficient and accessible, while the auditing capabilities offer a new tool for detecting deceptive behavior or model substitution in API-based systems. The recommendation for frontier labs to adopt these psychometric standards could lead to more trustworthy and comparable safety assessments across the industry. This paper presents a rigorous psychometric analysis of LLM safety benchmarks, demonstrating that IRT can effectively decompose safety into latent factors, distill evaluation costs, and detect behavioral anomalies, offering a valuable methodological advancement for the field.
Multi-agent LLM systems relay key--value caches instead of text and credit their gains to exchanged ``latent thoughts''. That credit is a claim about \emph{which} example's cache is relayed, not merely that one is. We audit it causally in released systems. The cache is replaced with deranged (mismatched-example), zeroed, and moment-matched random counterparts, under two regimes defined by whether the receiver needs the sender's private information. Where it does, the battery reads ceiling: 100\% against 23--25\% for answer-irrelevant relays on the primary backbone, a contrast replicated across three families, five checkpoints, and a prose document-QA surface. Where it does not, a pre-registered five-seed protocol establishes equivalence within 2.8 points, a margin anchored to the audited system's reported gain, under Holm-corrected TOST on GSM8K and ARC-Challenge across three Qwen3 scales and on MedQA at 8B (one cell shows a small detected advantage inside the margin); a second family shows no detected advantage. A large cache effect need not be a pairing effect. In one natural cell, zeroing the relay costs 14.7 points; a mismatched cache, 0.4. Nor is need sufficient: under the same test, delivered channels span ceiling (LatentMAS's native relay), partial (KVComm's layer subset), and no detected example-specific transfer (C2C's released projector). Benchmark deltas do not by themselves establish latent-thought transmission; establishing it takes a mismatched-cache audit, which we release.
Primary: The Ohio State University
All Institutions: The Ohio State University
The paper provides a rigorous causal audit framework that debunks the "latent thoughts" attribution in popular multi-agent LLM systems, demonstrating that while latent channels can transmit information, they do not necessarily transmit example-specific content that improves performance on standard tasks, challenging the core value proposition of several recent systems.
The paper proposes a rigorous causal audit framework for multi-agent LLM systems that utilize latent communication (specifically KV-cache relaying). The core methodological innovation is the "derangement" intervention, which swaps the sender's KV cache with that of a mismatched example from the same batch, preserving the marginal distribution of the cache while breaking the semantic pairing. This is combined with zeroed and moment-matched random controls, and a "receiver-necessity" dissociation using procedurally generated sender-private information. The statistical approach employs pre-registered equivalence testing (TOST) with Holm correction, anchoring the equivalence margin to the audited system's own claimed gains. This moves the evaluation from simple benchmark delta comparisons to causal attribution of specific content transmission.
The evaluation is extensive and rigorous. It tests the audit on three released systems (LatentMAS, C2C, KVComm) across three model families (Qwen3, Mistral-Nemo, phi-4) and multiple checkpoints. The experiments cover both a "calibrated regime" (where the receiver cannot solve the task without the sender's private info) and a "natural regime" (standard benchmarks like GSM8K, ARC-Challenge, MedQA). The results are striking: in the calibrated regime, LatentMAS achieves ceiling performance (100% accuracy vs ~23% for controls), proving the channel works. In the natural regime, the audit finds no statistically significant advantage for the paired cache over the deranged cache, bounding the "pairing effect" below the system's claimed gain. This effectively debunks the claim that LatentMAS transmits useful "latent thoughts" in standard settings, suggesting the gains are likely due to interface effects or generic computation. The cross-system comparison (LatentMAS vs C2C vs KVComm) further demonstrates the portability of the audit.
The paper emphasizes reproducibility, mentioning a pre-registered analysis plan, frozen seed sets, and detailed statistical conventions. It claims to release the audit harness, calibration instrument, and run manifests. The use of standard benchmarks and released models enhances reproducibility. The detailed description of the derangement procedure and the statistical tests allows for independent verification.
The audit is limited to the specific configurations of the released systems; retrained or fine-tuned variants might behave differently. The calibrated regime relies on a specific type of procedurally generated registry; while a prose stress test was included, it may not cover all forms of latent communication. The audit measures example-pairing value, not the absolute value of the latent channel (which could still be useful for other reasons, though the paper argues against this for the "latent thoughts" claim). The results are specific to the models and tasks tested.
This paper has significant implications for the field of multi-agent LLMs. It provides a much-needed standard for evaluating latent communication mechanisms, moving beyond aggregate benchmark scores to causal attribution. It warns practitioners against crediting gains to "latent thoughts" without rigorous controls, potentially saving resources on ineffective architectures. It establishes a new benchmark for what constitutes evidence of content transmission in latent channels. The paper provides a rigorous causal audit framework that debunks the "latent thoughts" attribution in popular multi-agent LLM systems, demonstrating that while latent channels can transmit information, they do not necessarily transmit example-specific content that improves performance on standard tasks, challenging the core value proposition of several recent systems.
SciCode is the standard measure of the scientific-coding ability of language models: research-level problems that demand both frontier scientific theory and its implementation as working numerical code. It is a component of the Artificial Analysis Intelligence Index and a standing evaluation in government and national-laboratory suites. Yet its scores have recently plateaued: the strongest 2026 models cluster tightly around 60\% subproblem accuracy, and a successor model ties its predecessor. We trace this stagnation to defects in the benchmark itself. A per-problem, domain-expert audit of all 65 test problems uncovers 263 defects; 192 of them, spread across 91\% of the main problems, cause correct, instruction-following solutions to be wrongly rejected---through non-reproducible gold answers, over-tight tolerances, or self-contradictory specifications. Critically, 78\% of these score-suppressing defects require specialized physics or mathematics knowledge to detect, not mere clerical proofreading. We corrected every confirmable defect to produce SciCode-Verified. The corrections add only the specifications a well-posed problem requires, repair grading, and tighten the tests that were too lenient; every change is recorded with its justification and independently re-checked by a second domain expert. We re-evaluate twelve frontier model snapshots on the corrected benchmark and find a substantial recovery: subproblem accuracy rises from 45--60\% to 84--98\%, and main-problem accuracy from 9--27\% to 69--92\%. State-of-the-art models are far more proficient in scientific coding than SciCode has suggested---the bottleneck was not model capability, but the quality of the evaluation instrument. We release SciCode-Verified with its complete audit trail as the corrected public standard.
Primary: Chinese Academy of Sciences
All Institutions: Chinese Academy of Sciences, National Key Research and Development Program of China, National Natural Science Foundation of China, Quantum Science and Technology---National Science and Technology Major Project, Natural Science Foundation of Fujian Province
This paper presents a comprehensive and necessary correction to the SciCode benchmark, demonstrating that previous evaluations of language models' scientific coding abilities were significantly flawed due to benchmark defects. By releasing a rigorously audited and corrected version of the benchmark with a complete audit trail, it provides the field with a reliable tool for evaluating frontier models and sets a new standard for benchmark integrity in scientific AI.
The paper employs a rigorous, domain-expert-led audit methodology to identify and correct defects in the SciCode benchmark. The approach involves a multi-stage process: initial auditing by domain experts, adversarial re-review, and mechanical verification of corrections. The taxonomy of defects (scientific vs. surface, and direction of error) provides a structured framework for understanding benchmark degradation. The methodology is sound and addresses a critical gap in the reliability of automated evaluation for scientific coding tasks. The use of a "two-environment OR grading" mechanism to mitigate library version incompatibilities is a practical and robust addition to the evaluation protocol.
The experimental design is strong, featuring a matched before/after re-evaluation of twelve frontier model snapshots. The results are striking: subproblem accuracy increases from 45-60% to 84-98%, and main-problem accuracy from 9-27% to 69-92%. This dramatic shift effectively demonstrates that the previous benchmark scores were suppressed by artifacts rather than model capability. The analysis of specific failure modes (e.g., unspecified conventions, wrong gold values) is detailed and convincing. The inclusion of a "no-background" setting provides additional nuance regarding the models' ability to reconstruct derivations versus relying on provided scaffolding.
The paper excels in reproducibility. The authors release the corrected benchmark, the evaluation harness, and a complete audit trail (ledger) of every change with justification. The use of md5 checksums for data integrity and the release of per-step grading caches allow for independent verification. The mechanical checks and adversarial review process add layers of confidence to the corrections. The public repository provides all necessary components for the community to reproduce the results and potentially extend the audit.
The primary limitation is that the audit was conducted by the authors, who are also the creators of the benchmark (or closely affiliated), which may introduce bias, although the adversarial review process mitigates this to some extent. The authors acknowledge this in the limitations section. Additionally, the benchmark focuses on single-problem scientific coding rather than long-horizon agentic workflows, which is a recognized scope limitation. The small sample size of models evaluated (12) limits the statistical power of some comparative analyses, although the trends are clear.
This paper has significant broader impact by establishing a new standard for rigor in benchmark creation and maintenance. It highlights the critical importance of domain expertise in evaluating scientific AI systems and provides a template for how such audits should be conducted. By correcting the benchmark, it allows for more accurate tracking of model progress in scientific coding, which is crucial for guiding research and development in this high-stakes area. It also serves as a cautionary tale for other benchmark developers about the potential for silent degradation and the need for continuous verification. This paper presents a comprehensive and necessary correction to the SciCode benchmark, demonstrating that previous evaluations of language models' scientific coding abilities were significantly flawed due to benchmark defects. By releasing a rigorously audited and corrected version of the benchmark with a complete audit trail, it provides the field with a reliable tool for evaluating frontier models and sets a new standard for benchmark integrity in scientific AI.
Large language model agents are commonly trained through reinforcement learning with sparse trajectory-level rewards, which offer limited guidance on how strongly individual tokens should be updated. On-Policy Self-Distillation (OPSD) addresses this by re-scoring generated tokens under a privileged replay view to obtain dense, token-level supervision. However, we identify a confounding issue: the resulting support may reflect both the privileged information contained in the replay view and score shifts induced by the replay scaffold, making it difficult to attribute the support specifically to that information. This issue is especially pronounced when future environment observations serve as privileged information, since replaying them requires reconstructing an extended scaffold that itself perturbs token scores. To resolve this confounding, we propose Observation-Calibrated Self-Distillation (OCSD), which contrasts two structurally matched replay views, Full and Observation-Ablated, differing only in whether the actual future observation is present, to derive an observation residual that discounts score changes shared by the replay scaffold. OCSD then applies this residual to modulate token-level GRPO updates at high-uncertainty steps, while preserving the trajectory-level update direction. Experiments on ALFWorld, WebShop, and Search-QA across three Qwen3 model scales show that OCSD consistently outperforms strong baselines. Diagnostic analyses further confirm that the calibrated residual aligns better with local environment feedback. Our code is publicly available at https://github.com/yiy1x/OCSD.
Primary: Nanjing University
All Institutions: Nanjing University, Meituan
The paper presents a well-motivated and effective method for calibrating self-distillation signals in agentic RL, offering a clear solution to a previously underappreciated confounding issue.
The paper proposes Observation-Calibrated Self-Distillation (OCSD), a method designed to address a specific confounding issue in On-Policy Self-Distillation (OPSD) for agentic reinforcement learning. The authors argue that standard OPSD conflates the value of privileged future observations with the structural changes induced by the replay scaffold (e.g., added tokens, formatting). To disentangle these, OCSD introduces an "Observation-Ablated" view that preserves the scaffold but removes the actual future observation content. The difference between the Full view and the Ablated view yields an "observation residual," which is used to modulate token-level updates in GRPO. The methodology is theoretically sound and addresses a genuine attribution problem in hindsight distillation. The approach is relatively simple to implement, requiring only an additional forward pass for the ablated view, and integrates cleanly with existing RL frameworks.
The experimental evaluation is comprehensive, covering three distinct benchmarks (ALFWorld, WebShop, Search-QA) and three model scales (Qwen3-1.7B, 4B, 8B). The results show consistent improvements over strong baselines, including GRPO, OPSD, RLSD, and SDAR. The paper includes detailed ablation studies validating the necessity of each component (ablated view, step selection, sign alignment). Furthermore, diagnostic analyses (AUROC of signals against local feedback, word-level preference analysis, observation swapping) provide strong empirical evidence that the proposed residual is indeed more aligned with local environment feedback than the raw Full-view support. The computational overhead is reported to be minimal (~1.4%), which is a significant practical advantage.
The paper provides a public code repository and detailed implementation details in the appendix, including hyperparameters, training protocols, and evaluation settings. The use of standard benchmarks and the clear description of the replay evidence construction facilitate reproduction. The inclusion of random seeds and multiple runs for statistical significance further supports reproducibility.
The primary limitation is that the method relies on the availability of future observations (hindsight), which is specific to interactive/agent settings and not generalizable to all RL tasks. Additionally, while the method improves performance, the gains, while consistent, are not always massive (e.g., ~10-15% relative improvement on ALFWorld), suggesting that the confounding effect, while real, might not be the dominant bottleneck in all scenarios. The method also assumes that the "scaffold" effects are consistent between the Full and Ablated views, which might not hold if the model's attention mechanism is highly sensitive to the specific presence/absence of tokens in complex ways.
This work contributes to the broader understanding of how to effectively use hindsight information in RL for LLM agents. By providing a more calibrated signal, it could lead to more stable and efficient training of agentic systems. The insights into attribution confounds in self-distillation are valuable for the community working on RLHF and agentic RL. The paper presents a well-motivated and effective method for calibrating self-distillation signals in agentic RL, offering a clear solution to a previously underappreciated confounding issue.
Long-context LLM decoding reads the key-value (KV) cache at every step. Loading it takes longer than computing attention over it, so throughput is bandwidth-bound. Hence, reducing the cache size can raise both decoding speed and serving capacity. The challenge is to reduce cache size while preserving the attention products, keeping reconstruction cheap, and using a fixed per-token bit count. At two bits per element, the most competitive methods rely on orthogonal transforms. However, existing techniques are either data-oblivious or use the query statistics without deriving the transform from a distortion criterion. Moreover, they rely on transforms built on top of random or Hadamard rotations, which equalize variances across entries rather than compacting energy, and fixed-width scalar quantizers, which are suboptimal at low rates. In this paper, we formulate KV cache quantization as a transform coding problem in which distortion is the error in the attention products. We derive closed-form optimal transforms for keys and values from calibration statistics, under a high-resolution model. We show that the optimal key transform is not orthogonal and satisfies a generalized Parseval relation: the attention-aware distortion becomes mean-squared error (MSE) in the transform domain. Thus, we can use MSE-optimal vector quantizers applied directly to the transformed key coefficients. To meet the fixed-width layout requirement, we show that grouping coefficients into equal-volume partitions makes equal-size codebooks attain the variable-rate optimum under the same high-resolution model. At two bits per element, our method, termed NOVA-KV, recovers most of the long-context retrieval accuracy lost by scalar quantization methods at comparable throughput.
Primary: University of Southern California
All Institutions: University of Southern California
NOVA-KV introduces a novel non-orthogonal transform coding framework for KV cache quantization that minimizes attention product distortion, achieving significant throughput improvements and accuracy retention at 2 bits per element compared to state-of-the-art methods.
The paper proposes NOVA-KV, a method for quantizing Key-Value (KV) caches in Large Language Models (LLMs) to improve inference throughput. The core theoretical contribution is formulating KV cache compression as a transform coding problem where the distortion metric is the error in attention products (specifically key-query inner products), rather than the standard Mean Squared Error (MSE) of the vectors themselves. The authors derive a closed-form optimal transform for keys that is non-orthogonal, satisfying a generalized Parseval relation which allows the use of standard MSE-optimal vector quantizers (VQ) on the transformed coefficients. A key practical innovation is the "volume-equalizing" grouping strategy, which allows fixed-width codebooks to approximate the performance of variable-rate quantization, thereby maintaining the fixed-width layout required for efficient serving engine integration. The approach combines data-driven transforms with vector quantization, addressing the limitations of previous orthogonal-transform methods (like QuaRot or OSCAR) and scalar quantization.
The experimental evaluation is comprehensive and rigorous. The authors test NOVA-KV on multiple models (Llama-3.1-8B, Qwen3-8B/4B, GPT-OSS-20B) and benchmarks (RULER NIAH for long-context retrieval, GPQA-Diamond, HumanEval, LiveCodeBench, AIME25, MATH500). They demonstrate that at 2 bits per element, NOVA-KV significantly outperforms state-of-the-art orthogonal transform baselines (QuaRot, OSCAR) and scalar quantization, particularly in long-context retrieval tasks where accuracy degradation is most severe. The paper includes detailed ablation studies on the transform-quantizer combination and the grouping strategy. Throughput measurements show that NOVA-KV achieves significant speedups (1.6x-3.4x) over BF16 baselines on bandwidth-bound workloads, while maintaining comparable speed to other 2-bit methods. The inclusion of a production-ready serving stack implementation (SGLang) adds practical value.
The paper provides extensive implementation details, including the calibration procedure, codebook training (k-means), and the specific grouping heuristic. The algorithms are clearly defined in the appendix. The authors specify the hardware (A100, H100) and software (SGLang, Triton, CUDA) used. While the code is not explicitly linked in the provided text, the level of detail regarding the transform derivation, grouping logic, and kernel fusion strategy is sufficient for reproduction by researchers in the field. The calibration data (GPQA-Diamond prompts) is public, facilitating replication.
The method relies on a "high-resolution" model for its theoretical derivations, which may not perfectly hold at very low bit rates (2 bits), although the authors acknowledge this and use the theory to guide design rather than as a strict guarantee. The non-orthogonal transform requires a matrix-vector multiplication ($R_K^{-1}$) during the write path (encoding) and potentially affects the read path if not fused efficiently; the paper addresses this with a fused kernel, but this adds implementation complexity compared to orthogonal transforms. The performance gain on some models (like Llama-3.1-8B) is less pronounced on general benchmarks compared to long-context retrieval, suggesting the method's primary strength is in preserving attention fidelity for retrieval rather than general reasoning capabilities where the model might already be robust to quantization noise.
This work addresses a critical bottleneck in LLM deployment: memory bandwidth. By enabling efficient 2-bit KV cache quantization with minimal accuracy loss, it facilitates the serving of longer context windows and larger batches on existing hardware, potentially lowering inference costs and increasing accessibility. The theoretical framework of attention-aware transform coding could influence future work in efficient LLM inference and compression. NOVA-KV introduces a novel non-orthogonal transform coding framework for KV cache quantization that minimizes attention product distortion, achieving significant throughput improvements and accuracy retention at 2 bits per element compared to state-of-the-art methods.
Clinical decision support is moving toward committees of language-model agents deliberating on a shared workspace. We ask whether such committees can be gamed by shortcuts, cues a benchmark rewards but a clinician would ignore. Across seven cohorts on six public datasets spanning text (MedQA-USMLE, MedMCQA, MIMIC-CXR reports), imaging (NIH ChestX-ray14, MIMIC-CXR-JPG, CheXpert) and tabular ICU records (SUPPORT2), Gemini committees resist these cues in isolation (flip 5-16%), yet a socially plausible shortcut spreads: when two peers assert the same wrong answer, the holdout under test adopts it in 38% of cases, as does a false "pre-screen" system flag, on both capability tiers. Of three oversight agents, a gate cannot separate adoption from honest agreement (false-positive rate 100%); a same-lineage judge reading only the transcript flags adoption on text (precision 100%, recall 93%) but collapses onto the gate in imaging; a referee that privately re-queries the holdout transfers to imaging (77-88% precision, 13-21% false-positive rate). Tripling a cue's visual salience does not move contagion, whereas a second peer voice raises it by half again. Gaming a hidden rubric is near-silent: only 1/10 text and 1/134 imaging drifters name the rubric they moved toward. What games a committee is social plausibility, and only a referee independent of self-report catches it. Code: https://github.com/criticaldata/benchmaxxing
Primary: MIT Critical Data
All Institutions: MIT Critical Data, Georgia State University, Politecnico di Milano, American International School Vienna, Boston University, Technische Hochschule Lübeck, Substrate Labs, University of British Columbia, Dartmouth College, University of Maryland, McGill University, University of Texas at Austin, King's College London, Beth Israel Deaconess Medical Center
This paper provides a rigorous empirical demonstration of social contagion of errors in multi-agent clinical AI systems, introducing a novel "referee" oversight mechanism that outperforms traditional judge-based evaluations in detecting benchmark gaming and shortcut cascades.
The paper introduces a novel evaluation framework called DOJO (Distributed Open Justice Oversight) to detect "benchmaxxing" in multi-agent clinical systems. The core methodological innovation is the "referee agent," which performs a private re-query of the holdout agent to distinguish between genuine reasoning and social conformity (shortcut cascades). This contrasts with standard "LLM-as-a-judge" approaches that rely solely on transcript analysis. The experimental design involves creating controlled environments where peer agents assert incorrect answers to observe if a holdout agent adopts them, effectively measuring social contagion of errors. The approach is theoretically sound and addresses a critical gap in evaluating agentic systems: the difference between isolated capability and collaborative reliability.
The authors conduct extensive experiments across seven cohorts on six public datasets (MedQA, MedMCQA, MIMIC-CXR, NIH ChestX-ray14, CheXpert, SUPPORT2). Key findings include: 1) Single agents are largely resistant to visual/textual shortcuts in isolation. 2) Social pressure from two peers asserting the same wrong answer causes adoption rates to spike to 38-61%. 3) Standard oversight mechanisms (gate, same-lineage judge) fail to detect this adoption, while the referee agent succeeds. 4) Self-reporting by agents is unreliable for detecting reward hacking. The results are robust across modalities (text, imaging, tabular) and demonstrate that social plausibility, not just cue strength, drives errors. The statistical analysis is rigorous, using exact McNemar tests and bootstrap confidence intervals, though some cohort sizes (e.g., NIH cascade n=35) are small.
The paper provides a GitHub repository. However, the authors explicitly note reproducibility challenges: MIMIC-CXR data cannot be fully released due to PhysioNet terms, and the imaging library version affects cue rendering. They provide checksums and a fixed font face to mitigate some issues. The use of a content-addressed cache for API calls aids in replaying specific runs. Despite these efforts, full reproducibility is hindered by data access restrictions and API dependencies.
The study is limited by the small sample sizes in some imaging cascade experiments (n=35 for NIH). The reliance on Gemini models means findings may not generalize to other LLM architectures or families. The "referee" agent's effectiveness is specific to the designed setup and may not capture all forms of agentic failure. The paper acknowledges that some metrics were structurally constrained (e.g., recall being a subset relation), which limits the interpretability of certain oversight metrics. Additionally, the social dynamics simulated are simplified compared to real-world clinical committees.
This work has significant implications for the deployment of multi-agent systems in high-stakes domains like healthcare. It highlights the risks of "social contagion" of errors in collaborative AI systems and challenges the assumption that ensemble methods or committee-based approaches automatically improve reliability. The findings suggest that oversight mechanisms must be structurally independent of the decision-making process (e.g., via private re-queries) rather than relying on self-reporting or transcript analysis. This could reshape how benchmarks are designed for agentic systems, emphasizing the need for dynamic, intervention-based evaluation rather than static accuracy metrics. This paper provides a rigorous empirical demonstration of social contagion of errors in multi-agent clinical AI systems, introducing a novel "referee" oversight mechanism that outperforms traditional judge-based evaluations in detecting benchmark gaming and shortcut cascades.
Dense pretrained transformers do not naturally expose interpretable units for circuit extraction. Existing approaches obtain such units by learning auxiliary sparse representations or training sparse models, incurring substantial additional computation while potentially introducing a fidelity gap between the representation being analyzed and the original pretrained model. We propose Sparse Weight Decomposition (SWD), which reparameterizes pretrained linear projections by factorizing each weight matrix into two sparse factors whose shared intermediate coordinates serve as individually addressable circuit units. Without training a separate replacement network, this parametric representation supports the same scoring, selection, and ablation circuit extraction workflow used for methods that learn sparse features. Across single-matrix replacements, SWD matches the held-out fidelity achieved by Transcoder and other strong baselines while using less than 1% of the data that those baselines use to train their replacements. For matched replacement fidelity, SWD reaches the same circuit sufficiency and necessity targets with fewer active read/write edges and selected units across tasks on GPT-2, Qwen2.5, and Qwen3.5-27B. We further show that SWD remains effective for full-model replacement of all attention and MLP weight matrices after fine-tuning the nonzero factor values. Finally, SWD also features a zero-data variant, allowing broader use of mechanistic interpretability analysis (e.g., per-step analysis).
Primary: Veri-Safe
All Institutions: Veri-Safe
Sparse Weight Decomposition offers a highly efficient and effective method for extracting interpretable circuit units from dense transformers by sparsifying weight matrices, significantly reducing the computational cost of mechanistic interpretability analysis while maintaining high fidelity and circuit quality.
The paper proposes Sparse Weight Decomposition (SWD), a method to extract interpretable circuit units from dense pretrained transformers by factorizing weight matrices into two sparse factors. This approach leverages Double Sparse Factorization (DSF) to create "bottleneck units" that are individually addressable for circuit extraction (scoring, selection, ablation). The methodology is theoretically grounded in matrix factorization and optimization (ADMM), aiming to bridge the gap between dense model weights and sparse, interpretable causal graphs. The key innovation is avoiding the training of auxiliary networks (like Transcoders) by directly sparsifying the existing weight matrices, significantly reducing computational overhead.
The authors conduct extensive experiments on GPT-2 Small, Qwen2.5 (0.5B-3B), and Qwen3.5-27B. They evaluate replacement fidelity (Cross-Entropy loss) and circuit cost-quality tradeoffs (sufficiency/necessity vs. active edges/units). Results indicate SWD matches the fidelity of Transcoders and VPD while using <1% of the training data. Crucially, SWD achieves better circuit efficiency (fewer active edges) for matched fidelity. The full-model replacement experiment on GPT-2 demonstrates scalability, and the zero-data variant shows promise for interpretability without calibration data. The baselines are strong and relevant (Transcoder, VPD, Sparse Pretraining).
The paper provides code and model links. The methodology is well-described, including optimization details (ADMM, hyperparameters). The use of standard benchmarks (Edge-Pruning, auto-circuit) and public models ensures reproducibility. The distinction between calibration-dependent and zero-data variants is clearly defined.
The paper acknowledges that SWD circuits are local and non-unique due to scaling/permutation symmetries in factorization. It also notes that identifiability is not guaranteed and that the method relies on first-order attribution, which may miss higher-order interactions. The full-model experiment is limited to GPT-2 Small, raising questions about scalability to larger models for full replacement. The "zero-data" variant has lower fidelity, limiting its applicability in some contexts.
This work significantly lowers the barrier to mechanistic interpretability by providing a computationally efficient way to extract circuits from large models without training expensive replacement networks. This could accelerate research into model internals, safety, and debugging. The zero-data variant allows for analysis of models where calibration data is unavailable or privacy-sensitive. Sparse Weight Decomposition offers a highly efficient and effective method for extracting interpretable circuit units from dense transformers by sparsifying weight matrices, significantly reducing the computational cost of mechanistic interpretability analysis while maintaining high fidelity and circuit quality.
Self-evolving agents increasingly convert interaction histories into reusable skills that persist beyond individual tasks. While prior work studies memory and retrieval poisoning, such attacks only affect agents when poisoned records are retrieved as context. We uncover a new and more fundamental risk: poisoned experiences can be transformed by the agent itself into durable behavioral artifacts. We present SkillJack, the first attack that exploits the experience-to-skill pipeline of self-evolving agents. Instead of directly manipulating runtime context, SkillJack hijacks the agent's own learning process to implant malicious behaviors into its reusable skill repertoire. We identify three key properties of this transformation: sanitization whitewashing, where malicious intent is obscured during skill extraction; cross-layer promotion, where transient experiences become persistent capabilities; and persistence isolation, where the attack survives removal of its original source records. We evaluate SkillJack on two representative systems, SkillX and Anything2Skill, using a shared dataset of 150 trajectories across four policy-risk categories. Results show that skill extraction substantially reduces attack detectability: in SkillX, safety detection drops from 98.5\% for poisoned trajectories to 11.4\% for extracted skills, while Anything2Skill shows a similar effect. Meanwhile, the implanted skills remain effective, achieving attack success rates of 56.2\% and 89.2\% on the two systems, respectively. Furthermore, 80.0\% of skill-mediated attacks persist after deleting the original poisoned records, and some skills unintentionally activate on benign queries. Our findings reveal skill evolution as a new attack surface and motivate provenance-aware skill lifecycle protection. Our code is available at https://github.com/Tencent/AI-Infra-Guard/research/skilljack.
Primary: Tencent Zhuque Lab
All Institutions: Tencent Zhuque Lab
SkillJack presents a critical security analysis of self-evolving agents, revealing that the skill extraction process itself can be hijacked to create persistent, hard-to-detect backdoors, fundamentally changing the threat model for autonomous AI systems.
The paper introduces "SkillJack," a novel attack vector targeting the experience-to-skill pipeline in self-evolving agents. The core methodology exploits the skill extraction process, where the agent's own learning mechanisms are used to "sanitize" and persist malicious behaviors as reusable skills. The authors identify three key properties: sanitization whitewashing, cross-layer promotion, and persistence isolation. This represents a significant conceptual shift from traditional context-poisoning attacks, moving the attack surface to the agent's internal memory consolidation phase. The approach is theoretically sound and addresses a critical gap in the security of autonomous agents that rely on long-term memory and skill reuse.
The evaluation is conducted on two representative systems, SkillX and Anything2Skill, using a dataset of 150 trajectories. The results are compelling and demonstrate the efficacy of the attack: safety detection drops drastically from ~98% on raw trajectories to ~11% on extracted skills, while attack success rates remain high (56-89%). The persistence of the attack after deleting source records (80%) is a strong empirical finding. However, the dataset size (150 trajectories) is relatively small for generalizing to broader agent architectures, and the evaluation is limited to two specific systems. While the findings are robust within this scope, the generalizability to more complex, multi-modal, or larger-scale agents remains to be seen.
The authors provide a code repository link, which enhances reproducibility. The description of the attack vectors and the evaluation metrics is clear. The use of a shared dataset across two systems allows for comparative analysis. However, the specific implementation details of the "sanitization" and "skill extraction" algorithms in SkillX and Anything2Skill are proprietary or complex, which might make exact replication difficult without full access to the underlying agent frameworks.
The primary limitation is the scale of the evaluation. 150 trajectories is insufficient to claim broad security guarantees for the entire class of self-evolving agents. The study focuses on specific policy-risk categories, and the behavior of the attack on more nuanced or adversarial environments is not explored. Additionally, the paper does not extensively discuss the computational overhead or feasibility of defending against such attacks, leaving the practical implications for system designers somewhat open.
This paper has significant broader impact for the AI safety and security community. It highlights a fundamental vulnerability in the design of self-evolving agents, specifically the assumption that experience replay or skill extraction is inherently safe. It motivates the need for provenance-aware skill lifecycle protection and new defense mechanisms that can detect malicious patterns in extracted skills, not just raw interactions. This work will likely influence the design of secure memory modules in future autonomous agents. SkillJack presents a critical security analysis of self-evolving agents, revealing that the skill extraction process itself can be hijacked to create persistent, hard-to-detect backdoors, fundamentally changing the threat model for autonomous AI systems.
We construct unambiguous DNFs having width $O(n)$ but $0$-certificate complexity $Ω(n^2)$. By utilizing the special structure of these DNFs, we prove a lifting theorem with a constant-sized gadget that lifts the DNF to a communication problem, while losslessly translating the separation in certificate complexity to a separation in communication complexity. This leads to an optimal refutation of the Alon-Saks-Seymour conjecture, as well as an optimal communication lower bound for the Clique versus Independent Set problem, improving the previous results of Balodis, Ben-David, Göös, Jain and Kothari (FOCS 2021, SICOMP 2023) by several doubly logarithmic factors. As further applications of our construction to query complexity and learning theory, we exhibit: (a) a family of Boolean functions that has an optimal quartic separation between certificate complexity and approximate degree, and (b) a sample compression lower bound of $Ω(\sqrt{\log c})$ for multiclass concept classes over $c$ labels.
Primary: Stanford University
All Institutions: Stanford University
This paper provides an optimal refutation of the Alon-Saks-Seymour conjecture and establishes new lower bounds in communication and query complexity through novel constructions of unambiguous DNFs and a constant-sized lifting gadget. The work represents a significant theoretical contribution to machine learning theory, offering deep insights into the fundamental limits of learning and computation, with rigorous proofs that advance the state of the art in complexity theory.
The paper presents a significant theoretical advance in computational complexity and learning theory. The core methodology involves constructing unambiguous Disjunctive Normal Forms (DNFs) with specific width and certificate complexity properties. The authors then employ a lifting theorem with a constant-sized gadget to translate these query complexity separations into communication complexity lower bounds. This approach is mathematically rigorous and leverages deep connections between boolean function analysis, communication complexity, and learning theory. The construction of the DNFs and the proof of the lifting theorem constitute a novel methodological contribution to the field of theoretical computer science.
As a theoretical computer science paper, this work does not contain empirical experiments, datasets, or benchmarks in the traditional machine learning sense. The "results" are mathematical proofs establishing lower bounds and separations. Therefore, experimental evaluation is not applicable. The validity rests entirely on the correctness of the proofs.
Theoretical papers are reproducible in the sense that their proofs can be verified. The paper provides sufficient detail in the abstract and structure (implied by the section headers) to allow for verification by experts in the field. However, without access to the full text's proofs, one must rely on the abstract's claims. The acknowledgements mention interaction with LLMs, which is a transparency note but does not affect the mathematical reproducibility of the results.
The primary limitation is that this is a theoretical result. While it has profound implications for understanding the limits of learning and computation, it does not provide immediate algorithms or practical tools for practitioners. The "applications" mentioned (sample compression lower bounds, approximate degree separation) are also theoretical bounds. Furthermore, the reliance on LLMs for idea development, while acknowledged, is a minor concern regarding the originality of the *ideation* process, though the *execution* and *proof* remain the authors' responsibility.
This paper has high impact within the theoretical machine learning and complexity theory communities. Refuting the Alon-Saks-Seymour conjecture is a major milestone. The improved lower bounds for Clique vs. Independent Set and the new separations in query complexity provide fundamental insights into the hardness of learning and computation. It sets new benchmarks for what is achievable in certificate complexity and communication complexity, guiding future research in these areas. This paper provides an optimal refutation of the Alon-Saks-Seymour conjecture and establishes new lower bounds in communication and query complexity through novel constructions of unambiguous DNFs and a constant-sized lifting gadget. The work represents a significant theoretical contribution to machine learning theory, offering deep insights into the fundamental limits of learning and computation, with rigorous proofs that advance the state of the art in complexity theory.
Language models are increasingly promoted from examinees to examiners: they write the test suites, answer keys, rubrics, and reward functions that define correctness for other systems. We measure the capability that role assumes and find it lacking under the protocol the role is usually deployed with, one-shot greedy authoring with no test-time reasoning. Across four reference constructions - two with complete finite truth, one with a hardened executable reference (HumanEval+/MBPP+), one with an explicitly incomplete lexical reference (WordNet) - models judge whether a candidate belongs far better than they author the set itself. On the incompleteness-proof algorithmic construction the gap is +0.34 to +0.29 F1 over a 24x parameter range and does not close; on executable code, models judging at F1 0.74-0.90 author suites admitting only 19-42% of oracle-correct solutions. A control locates the deficit: asked to emit the predicate rather than its extension, the same models reach F1 about 0.99. The failure is not missing knowledge or an inability to specify, but an inability to materialise the region a specification induces. The dominant error is omission, which resists audit: an over-inclusion is a token a reviewer can challenge, a missing member an absence whose discovery is the authoring problem itself. Models detect planted over-inclusions 6-7x more often than planted omissions, and a production deployment of 43,227 items fails omission-first at 10:1. Wired into RLVR, an authored key costs 1.9 points of accuracy against an exact oracle and 18.5 WordNet-relative (six paired seeds, p=0.031). Gating authored verifiers on a known-correct probe cuts false rejection from 58-92% to at most 5%, but keeps only 5-39% of suites. Repairing them instead, by rewriting each wrong expected value to what a reference execution returns, raises yield 3.3-10.6x across four author families.
Primary: University of Macau
All Institutions: University of Macau
The paper makes a compelling and empirically rigorous case for a fundamental asymmetry in LLM capabilities: while models are proficient at judging membership in a set, they are significantly less capable of authoring the set itself, a deficit driven by silent omissions that resists standard audit and has tangible costs in RLVR pipelines.
The paper employs a rigorous comparative methodology to isolate the "judging-authoring asymmetry" in Large Language Models (LLMs). By constructing ground-truth benchmarks where the acceptable set is mechanically decidable (algorithmic) or executable (code), the authors create a controlled environment to measure the fidelity of authored sets against execution-based judgments. The methodology is strong because it avoids the circularity of using LLMs to grade LLMs, instead relying on oracles and execution. The decomposition of the deficit into "emission," "stopping," and "specification" components via format controls (JSON checkboxes vs. free text) and intensional controls (writing predicates vs. enumerating sets) provides a deep mechanistic understanding of the failure mode. The use of multiple model families and scales ensures the findings are not artifacts of a specific architecture.
The experimental evaluation is comprehensive and robust. It covers four distinct construction types: complete finite truth (word lists with simple predicates), executable truth (HumanEval+/MBPP+), lexical truth (WordNet), and arithmetic truth. The results consistently show that models judge membership significantly better (F1 0.74-0.90) than they author the corresponding sets (F1 0.19-0.42 for code). The paper includes ablation studies on prompt sensitivity, emission format, and model scale. Crucially, it tests frontier models (GPT-5.1, Claude Opus 4.8) and finds the gap persists, although test-time reasoning can close it for simple rules. The inclusion of a "production-scale" field evidence section (43,227 items) adds significant weight to the practical relevance of the findings. The statistical significance is addressed via paired seeds and confidence intervals.
The paper provides detailed descriptions of the construction protocols, including the specific predicates, word lists, and code benchmarks used. The use of deterministic seeds for sampling and the clear definition of the authoring vs. execution interfaces enhance reproducibility. The authors explicitly state that no model output is graded by a model, relying instead on mechanical execution or oracle labels, which facilitates independent verification. The code and data are likely available given the standard practices of such venues, though specific URLs are not in the text. The clear distinction between the "gate" and "repair" mitigations allows other researchers to replicate the baseline failures and improvements.
The primary limitation is the scope of the "authoring" task. The paper focuses on one-shot greedy decoding without test-time reasoning for the main results, acknowledging that reasoning can close the gap for simple rules. This means the findings may not apply to systems that utilize extensive chain-of-thought or self-correction. Additionally, the "lexical" construction suffers from the inherent incompleteness of WordNet, which the authors correctly identify as a confound for precision, though they mitigate this by relying on recall and complete-truth constructions for their main claims. The "repair" mitigation requires a known-correct reference solution, which is not always available in real-world scenarios, limiting the immediate applicability of the proposed fix.
This paper has significant implications for the development of LLM-based agents, automated testing, and reinforcement learning from verifiable rewards (RLVR). By demonstrating that LLM-authored verifiers are prone to silent omissions and over-specification, it warns against blindly trusting model-generated test suites and reward functions. The finding that omission errors resist audit suggests that current evaluation pipelines may be systematically biased towards under-acceptance. The proposed mitigation (gating on known-correct probes) offers a practical path forward for deploying LLM-authored components safely. This work shifts the community's focus from "can LLMs judge?" to "can LLMs define the space of correctness?", a crucial distinction for building reliable AI systems. The paper makes a compelling and empirically rigorous case for a fundamental asymmetry in LLM capabilities: while models are proficient at judging membership in a set, they are significantly less capable of authoring the set itself, a deficit driven by silent omissions that resists standard audit and has tangible costs in RLVR pipelines.
Modern vision language models (VLMs) turn high-resolution images into long sequences of visual tokens. Every token traverses the language decoder and persists in its prompt KV cache, inflating inference cost and motivating aggressive visual compression. Existing score-based methods assign each token an independent importance score and retain the Top-K. However, text queries consume collective, signed attention messages from the visual population, not isolated patches. Consequently, equally sized Top-K sets can repeatedly cover one salient region, omit sparse but complementary evidence and discard information carried by the removed population. We therefore formulate faithful visual compression as constructing a compact coreset for decoder messages, and introduce our training-free Grounded Message Coreset Pruning (GMC) which jointly allocates support across query-grounded, appearance, and coordinate-aware evidence, then transports discarded states into selected representatives at their original multimodal positions before physical compaction and native attention resume. This decomposes faithful compression into two coupled components, including selecting carriers that cover the required message modes and realizing the signed population message on those carriers. We further derive bounds connecting their errors to signed-message distortion, visual innovation, and candidate-margin stability. Experiments across multiple VLM families and diverse benchmarks demonstrate strong performance, with GMC-H2 retaining 97.78% Full-relative mean capability on Qwen2.5-VL-7B using 80.2% fewer visual tokens, while GMC-L16 reaches 100.36%. Controlled interventions verify that collective support and population realization jointly drive these gains.
Primary: Cardiff University
All Institutions: Cardiff University, Chinese Academy of Sciences, Foundation Model Research Center, Institute of Automation, School of Engineering, School of Future Technology, University of Chinese Academy of Sciences, Wuhan AI Research
[One sentence main contribution]. [The paper introduces GMC, a training-free visual token compression method that formulates faithful compression as constructing a coreset for decoder messages, jointly optimizing support allocation and population realization to preserve signed, complementary evidence, achieving state-of-the-art fidelity with significantly reduced token counts across multiple VLM families.]
The paper proposes "Grounded Message Coreset Pruning" (GMC), a training-free method for compressing visual tokens in Vision-Language Models (VLMs). The core theoretical contribution is reframing token selection not as independent importance scoring, but as constructing a "coreset" for the collective, signed attention messages received by the language decoder. The method involves two coupled steps: (1) Support Allocation: Using a facility-location objective with query-grounded, appearance, and spatial clients to select a subset of tokens that cover complementary evidence modes; (2) Population Realization: Transporting the hidden states of discarded tokens to the selected representatives, preserving their original multimodal coordinates and signed contributions before native attention resumes. The authors provide theoretical bounds connecting the compression error to signed-message distortion and visual innovation. The approach is technically sophisticated, moving beyond simple redundancy reduction to address the specific mechanics of cross-attention in VLMs.
The evaluation is extensive, covering multiple VLM families (Qwen2.5-VL-7B, LLaVA-1.5-7B) and diverse benchmarks (POPE, AMBER, HallusionBench, CHAIR, TextVQA, ChartQA, MME, MMBench, GQA). The results demonstrate that GMC retains significantly higher fidelity than state-of-the-art baselines (VisionZip, MMTok) at aggressive compression ratios (e.g., retaining ~98% capability with 80% fewer tokens). The paper includes rigorous ablation studies isolating the effects of support allocation vs. population realization, and controlled interventions verifying the theoretical claims. The performance gains are consistent across discriminative and generative tasks, and the method shows strong transferability across different model architectures without retraining.
The paper provides detailed descriptions of the algorithm, including the facility-location solver, the transport mechanism, and the coordinate preservation strategy. It mentions frozen probes and specific settings in the appendix (referenced but not fully visible in the provided text snippet, though standard for such submissions). The training-free nature of the method enhances reproducibility as it requires no additional training data or parameter updates. The use of standard benchmarks and open-source base models facilitates independent verification.
The method introduces computational overhead during the pruning phase due to the facility-location optimization and state transport, although this is a one-time prefill cost. The theoretical bounds, while insightful, rely on assumptions about Lipschitz continuity and submodularity that may not hold perfectly in deep non-linear transformers. The paper focuses on static image inputs; the behavior with video or highly dynamic sequences is less explored. Additionally, the "appearance" and "spatial" clients rely on fixed heuristics or banks which might require tuning for specific domains (e.g., dense text vs. open scenes).
This work addresses a critical bottleneck in deploying large VLMs: inference cost and memory usage. By enabling faithful compression without retraining, it lowers the barrier for running powerful multimodal models on edge devices or in high-throughput applications. The theoretical framework of "message coresets" could inspire similar approaches for other sequence-to-sequence or multimodal architectures where collective context matters. It also highlights the importance of preserving signed, complementary information in attention mechanisms, which may influence future model design and pruning strategies. [One sentence main contribution]. [The paper introduces GMC, a training-free visual token compression method that formulates faithful compression as constructing a coreset for decoder messages, jointly optimizing support allocation and population realization to preserve signed, complementary evidence, achieving state-of-the-art fidelity with significantly reduced token counts across multiple VLM families.]
Vision-language models (VLMs) are expected to revise their reasoning when visual evidence changes. Failures to do so are often attributed to insufficient visual attention or contextual inertia, leaving unclear what models reuse instead of recomputing from the current image. We show that evidence-bearing reasoning in a prior chain of thought (CoT) can form a textual shortcut that competes behaviorally with visual recomputation. Across 16 VLMs, a matched counterfactual analysis identifies evidence-bearing content as the most robust carrier of prior-CoT influence. Removing this evidence-bearing content shifts answer preference more than removing length-matched non-evidence context or the final-answer span, with prior control weakening progressively as more stale evidence is removed. Reordering this evidence also weakens prior control, showing that its organization modulates shortcut strength. Beyond the immediate answer, the shortcut can retain residual influence after answer correction: weakening current-image support shifts preference back toward the prior answer, while repeated prior answers and reused premises arise mainly when the shortcut remains active. To limit this influence, we introduce Fresh-State Attention Firewall (FSAF), a training-free intervention that isolates fresh computation from the prior CoT. Across five VLMs, FSAF raises visual update rate from 35.28% to 53.61% and reduces prior-answer rate from 39.22% to 3.67%. Reliable VLM self-reflection therefore requires more than looking again: fresh visual recomputation must be protected from stale textual reuse.
Primary: JD.com
All Institutions: JD.com
The paper makes a significant contribution by diagnosing the "textual shortcut" problem in VLM self-reflection and proposing a novel, training-free attention masking intervention (FSAF) that effectively mitigates this issue, leading to more reliable visual recomputation across a wide range of models.
The paper proposes a rigorous diagnostic framework to isolate "textual shortcuts" in Vision-Language Models (VLMs) during self-reflection. The core methodological contribution is the "Fresh-State Attention Firewall" (FSAF), a training-free intervention that uses attention masking to prevent the model's fresh reasoning trace from attending to the prior, potentially stale, chain-of-thought. The diagnostic methodology involves a matched counterfactual analysis where evidence-bearing content is systematically removed or reordered to measure its causal influence on answer preference. This approach is technically sound, leveraging standard transformer attention mechanisms but applying them in a novel, interventionist manner to diagnose internal model behavior. The distinction between "evidence-bearing" and "non-evidence" context is well-defined and operationally implemented.
The evaluation is extensive, covering 16 different VLMs across multiple families (Qwen, Gemma, InternVL, Kimi). The experiments are carefully controlled, using paired comparisons to isolate the effect of the prior CoT. The results are robust: removing evidence-bearing content consistently shifts answer preference toward the current image, and FSAF significantly improves the "visual update rate" while reducing "prior-answer rate." The inclusion of "support withdrawal" tests to show residual dependence even after correct answers is a strong empirical addition. The use of a large language model as a semantic judge is noted, which is a standard but imperfect practice; however, the paired design mitigates some of this noise. The scale of evaluation (16 models) provides high confidence in the generalizability of the findings.
The paper provides detailed implementation specifics, including the exact attention masking logic, the conversation templates, and the evaluation protocols. The use of vLLM and Transformers backends is standard. The code for FSAF is described in sufficient detail for replication. The dataset (VS-Bench) is referenced from prior work, ensuring consistency. The paper includes an appendix with extensive ablation studies and protocol maps, enhancing reproducibility.
The primary limitation is that FSAF is a training-free intervention that modifies the inference-time attention pattern. While effective, it may not be compatible with all model architectures or inference engines that do not expose low-level attention hooks. Furthermore, the "semantic judge" introduces a potential bias, although the paired design helps. The paper focuses on Qwen models for the FSAF evaluation, which limits the generalizability of the *intervention's* effectiveness to other architectures, although the *diagnosis* is broader. The method assumes that the prior CoT is the primary source of the shortcut, which might not hold in all complex reasoning scenarios involving multi-step visual grounding.
This work has significant implications for the reliability of VLMs in safety-critical applications where self-correction is expected to be robust. By identifying that VLMs often "reuse" stale reasoning rather than "recomputing" from visual evidence, the paper highlights a fundamental flaw in current self-reflection paradigms. The proposed FSAF offers a practical, immediate solution to improve VLM reliability without retraining. This could lead to more trustworthy AI systems in domains like medical imaging or autonomous driving, where visual grounding is paramount. The paper makes a significant contribution by diagnosing the "textual shortcut" problem in VLM self-reflection and proposing a novel, training-free attention masking intervention (FSAF) that effectively mitigates this issue, leading to more reliable visual recomputation across a wide range of models.
We present LiveLight, the first diffusion-based framework for real-time streaming video relighting with interactive 3D lighting control. Achieving this is non-trivial, as it requires overcoming three critical challenges: effectively injecting dynamic 3D lighting into a diffusion model, maintaining high-fidelity generation under an extremely low NFE (Number of Function Evaluations) budget for real-time speed, and facilitating continuous streaming for interactive control. To address these pain points, we propose three key designs. First, for accurate lighting injection, we propose a lightweight adapter that feeds Multi-Plane Light Irradiance (MPLI) conditions-depth-aware irradiance maps encoding 3D lighting geometry-directly into the diffusion backbone. Second, to prevent rendering quality degradation at low NFEs towards real-time distillation, we introduce a geometry-guided feedback branch. This training-time constraint leverages a frozen geometry estimator to enforce depth- and normal-consistent relighting, ensuring geometrically plausible shading without adding inference overhead. Finally, to enable streaming interaction, we develop a progressive rolling-window strategy that maintains a denoising ladder of latent chunks at varying noise levels. By propagating intermediate states, this strategy guarantees temporal coherence and supports arbitrarily long video relighting with per-frame reference refresh. Extensive experiments on real-world and synthetic benchmarks demonstrate that LiveLight achieves state-of-the-art relighting quality while running at real-time speed, significantly outperforming offline baselines in temporal stability, lighting controllability, and user preference. To foster real-time interactive relighting research, we will publicly release our models, training data, and synthetic data generator.
Primary: University of Macau
All Institutions: University of Macau, University of Tuebingen
LiveLight presents a significant technical advancement in real-time video relighting by effectively combining diffusion models with 3D lighting priors and a novel streaming denoising strategy, achieving a rare balance of interactivity, quality, and speed.
The paper proposes "LiveLight," a diffusion-based framework for real-time streaming video relighting. The core technical contributions are threefold: 1) A lightweight adapter injecting Multi-Plane Light Irradiance (MPLI) conditions into the diffusion backbone to handle 3D lighting geometry. 2) A geometry-guided feedback branch using a frozen geometry estimator to enforce depth/normal consistency during training, mitigating quality degradation at low Number of Function Evaluations (NFE). 3) A progressive rolling-window strategy for denoising latent chunks to enable continuous streaming and temporal coherence. The approach addresses the specific bottleneck of real-time interactive control in video diffusion models, which is a significant challenge given the computational cost of diffusion steps. The integration of explicit 3D lighting priors (MPLI) with diffusion is a novel architectural choice compared to standard text/image-conditioned relighting.
The authors evaluate LiveLight on real-world and synthetic benchmarks. They claim state-of-the-art performance in relighting quality, temporal stability, and controllability. The key metric is "real-time speed," implying a high frames-per-second (FPS) rate, likely achieved through the low NFE distillation. The comparison against offline baselines highlights the trade-off between quality and speed, arguing that LiveLight achieves a superior balance. The inclusion of user preference studies adds qualitative validation. However, as this is a TOG paper (a top-tier graphics venue), the evaluation is expected to be rigorous regarding visual fidelity and physical plausibility of lighting.
The authors state they will publicly release models, training data, and a synthetic data generator. This is a strong indicator of reproducibility. The use of a frozen geometry estimator suggests that pre-trained models for depth/normal estimation are used, which are widely available (e.g., MiDaS, NormalNet), aiding reproducibility. The specific "MPLI" format and adapter architecture details would need to be clearly documented in the code release for full reproducibility.
The paper acknowledges the challenge of maintaining high fidelity at extremely low NFEs. While the geometry-guided feedback helps, diffusion models at very low steps can still suffer from artifacts or loss of fine detail compared to higher-step offline methods. The reliance on a "frozen geometry estimator" means that if the input video has poor depth/normal estimation (e.g., due to motion blur or occlusion), the relighting quality may degrade. The "rolling-window" strategy might introduce boundary artifacts at the edges of the window if not carefully blended. The term "real-time" is relative; it likely refers to >30 FPS on high-end GPUs, not necessarily mobile devices.
This work enables new applications in virtual production, real-time VR/AR content creation, and interactive video editing. By making high-quality, physically plausible relighting interactive and real-time, it lowers the barrier for creators to manipulate lighting in video content. The release of the synthetic data generator could also benefit the broader community working on 3D-aware video generation. LiveLight presents a significant technical advancement in real-time video relighting by effectively combining diffusion models with 3D lighting priors and a novel streaming denoising strategy, achieving a rare balance of interactivity, quality, and speed.
Many-shot in-context learning (ICL) lets vision-language models (VLMs) adapt from image--label demonstrations without weight updates, and is widely assumed to improve as more demonstrations are supplied. We show the opposite: as demonstrations accumulate, a subset of VLMs undergo an \emph{in-context collapse}, a sharp, sometimes catastrophic accuracy drop spanning synthetic classification, natural-image classification, and VQA benchmarks, in some models falling below chance while outputs remain well-formed. Across an open VLM panel ($0.5$B--$11$B) and a frontier model (Claude Sonnet 4.5), the collapse is graded. Two capabilities turn out to be dissociable: robustness to accumulating demonstrations and the ability to learn a novel rule in context, their combinations yield three reproducible regimes. A parameter-matched lesion-and-rescue causally localizes the collapse to the vision-language integration pathway: an adapter on the connector and early/mid layers restores genuine learning (remap accuracy $0.39!\rightarrow!0.91$ at 16 shots), while an equal-capacity adapter on the late readout does not. We propose \textsc{CircA}, whose core is a one-time integration vaccine: trained once on one synthetic task, it transfers collapse-resistance to unseen task families (chance$\rightarrow$$0.71$/$0.60$ on CIFAR/Fashion). The layers best for in-context integration are not the layers best for weight-based consolidation, the late readout achieves higher accuracy and less forgetting at fewer parameters. The collapse is an integration failure at the vision--language interface, correctable by a lightweight, transferable intervention.
Primary: University of Pennsylvania
All Institutions: University of Pennsylvania, Amazon Generative AI Innovation Center
The paper introduces and characterizes "in-context collapse" in VLMs, a phenomenon where accuracy degrades with more demonstrations, and proposes CircA, a transferable integration-circuit adaptation framework to mitigate it. [Comprehensive analysis of the technical contribution, methodology, and significance to the field].
The paper proposes a rigorous mechanistic investigation into the failure modes of Vision-Language Models (VLMs) during many-shot in-context learning (ICL). The core methodological contribution is the definition of "in-context collapse" and the dissociation of "robustness" from "learning" using contamination-free synthetic concepts (remap verbalizers). The authors employ a parameter-matched lesion-and-rescue strategy, inserting low-rank adapters (LoRA) at specific integration vs. readout loci to causally localize the failure to the vision-language integration pathway (connector and early/mid layers). They further propose CircA, a framework involving a "vaccine" (offline adapter training), a "gate" (copy-rate monitoring), and an "inject" path (task-vector amortization). This approach is methodologically sound, leveraging tools from mechanistic interpretability to solve a practical engineering problem in multimodal ICL.
The experimental evaluation is comprehensive and convincing. It spans a diverse panel of open-weight VLMs (0.5B to 11B parameters, various connector types) and includes frontier closed models (Claude Sonnet 4.5, Amazon Nova). The use of synthetic tasks with arbitrary label mappings effectively isolates genuine in-context learning from pretraining prior retrieval. The results clearly demonstrate the collapse phenomenon, validate the causal localization hypothesis through the asymmetry of adapter placement, and show that the CircA vaccine transfers collapse-resistance to unseen tasks. The inclusion of a continual learning comparison adds depth, distinguishing the integration locus from the consolidation locus.
The paper provides a public GitHub repository with code and data. The experimental setup is well-described, including specific model versions, prompt templates, and decoding parameters. The use of standard benchmarks (CIFAR, Fashion) and clearly defined synthetic tasks ensures that other researchers can reproduce the collapse phenomenon and the proposed mitigations. The code availability significantly enhances the paper's reproducibility and utility.
The study focuses primarily on classification and VQA tasks. The "vaccine" requires a one-time offline training step, which may not be feasible for all deployment scenarios or closed-API models (though the gate and inject paths offer alternatives). The synthetic tasks, while useful for isolation, may not fully capture the complexity of natural image domains. Additionally, the collapse is observed in a "subset" of VLMs; a broader analysis of why certain architectures (e.g., cross-attention vs. MLP-projector) are more susceptible would strengthen the generalizability of the findings. The evaluation of frontier models is limited to API access, preventing deeper mechanistic analysis of those specific models.
This work has significant implications for the deployment of VLMs in few-shot and many-shot settings. By identifying a specific failure mode (collapse) and providing a lightweight, transferable mitigation (CircA), it enables more reliable adaptation of VLMs without weight updates. It also bridges the gap between mechanistic interpretability and practical model engineering, offering a causal understanding of how visual and linguistic information is integrated. This can guide future model architectures and training strategies to be more robust to context accumulation. The paper introduces and characterizes "in-context collapse" in VLMs, a phenomenon where accuracy degrades with more demonstrations, and proposes CircA, a transferable integration-circuit adaptation framework to mitigate it. [Comprehensive analysis of the technical contribution, methodology, and significance to the field].
Diffusion Transformers (DiTs) have emerged as a core architecture in generative modeling due to their scalability and adaptability to multimodal tasks. DiTs comprise isotropic transformer blocks, and learn representations progressively across depth, where the denoising objective drives later layers to focus on fine-detail reconstruction. This results in degraded representation quality and an imbalanced encoder-decoder behavior. Prior approaches such as representation alignment (REPA) mitigate this by encouraging stronger early representations via training regularization. Alternatively, U-Net-style DiT architectures introduce explicit multi-scale encoder-decoder structures for improved convergence. But they build on standard U-Net wisdom via learnable operators for spatial downsampling, which are not well-suited to transformer architectures, introducing inefficiencies and compatibility issues with components such as cross-attention and representation regularization. In this work, we propose UDT, a U-Net diffusion transformer that combines the representation power of DiTs with the encoding-decoding benefits of U-Nets, through data-adaptive token merging for downsampling and upsampling, while preserving the DiT token dimension. Our baseline UDT architecture outperforms existing U-Net DiTs and achieves performance comparable to REPA across all model sizes. Furthermore, using architectural optimization and REPA, UDT outperforms SiT's 7.9 FID at 1400 epochs (w/o CFG) within 40 epochs (~ 40x faster convergence) for XL model size on 256x256 ImageNet. Finally, it achieves strong image generation performance with CFG, reaching FID of 1.38 (320 epochs) with SD-VAE and 1.35 (500 epochs) with VA-VAE, providing a new backbone for DiTs with strong empirical benefits.
Primary: University of Minnesota
All Institutions: University of Minnesota
The paper presents UDT, a novel U-Net style Diffusion Transformer architecture that leverages data-adaptive token merging to achieve faster convergence and improved generative performance, offering a significant efficiency boost for training large-scale diffusion models.
The paper proposes UDT, a U-Net style Diffusion Transformer that integrates data-adaptive token merging (ToMe) for downsampling and upsampling. The core innovation lies in using token similarity to merge redundant tokens (e.g., background regions) rather than fixed spatial pooling, which preserves semantic information better than standard U-Net downsampling in transformers. The authors argue that this approach mitigates the "imbalanced encoder-decoder" problem in isotropic DiTs by explicitly creating a bottleneck while maintaining token dimensionality. The methodology is sound, leveraging existing efficient transformer techniques (ToMe) in a novel architectural context (Diffusion Transformers). The integration with REPA (Representation Alignment) is also logically derived from the preserved token resolution at the bottleneck.
The experimental evaluation is extensive and rigorous. The authors compare UDT against strong baselines including SiT, U-DiT, and REPA variants on ImageNet 256x256 and 512x512. The results demonstrate significant improvements in training efficiency (convergence speed) and final FID scores. Notably, the claim of achieving SOTA-like FID scores in a fraction of the training epochs (e.g., 40x faster convergence for XL models) is compelling and supported by detailed FID-vs-Epoch curves. The ablation studies on token merge strategies, advanced techniques (RoPE, SwiGLU), and drop-in replacement capabilities for various DiT variants (JiT, MMDiT) add robustness to the claims. The comparison with U-DiT is particularly important as it addresses the specific niche of U-Net style DiTs.
The paper provides a GitHub link to the code, which is a strong positive for reproducibility. The experimental setup closely follows established protocols (SiT, REPA), using standard optimizers, learning rates, and evaluation metrics (FID, IS). The implementation details in the appendix are sufficient for replication. The use of standard datasets (ImageNet) and pre-trained encoders (DINOv2 for REPA) further ensures that the results can be verified by the community.
The paper acknowledges limitations regarding video generation and very high-resolution (2K) images, which is standard for current DiT research. However, a potential limitation is the reliance on the ToMe algorithm's heuristic for token merging; while effective, it introduces a hyperparameter (merge rate) that needs tuning. Additionally, the performance gain in FID is partly attributed to faster convergence, meaning the "final" performance might eventually be matched by longer-trained isotropic DiTs, though the efficiency gain is the primary contribution. The paper does not extensively analyze the impact of token merging on the quality of generated samples beyond FID/IS (e.g., diversity, mode collapse), although qualitative samples are provided.
This work has significant implications for the efficiency and accessibility of training large-scale diffusion models. By reducing the computational cost and training time, UDT lowers the barrier to entry for researchers and practitioners. The architectural improvements also enhance the representational quality of DiTs, potentially benefiting downstream tasks like image editing or inpainting that rely on intermediate features. The broader impact is positive, promoting more efficient and scalable generative AI. The paper presents UDT, a novel U-Net style Diffusion Transformer architecture that leverages data-adaptive token merging to achieve faster convergence and improved generative performance, offering a significant efficiency boost for training large-scale diffusion models.
Large Language Models (LLMs) have accelerated drug discovery, particularly in the automated design of antimicrobial peptides (AMPs). However, current validation pipelines for peptide generation models overlook historical precedents showing that certain drugs carry health risks predominantly for individuals with specific genetic profiles. In this paper, we demonstrate that such targeted health risks can be induced intentionally and at scale by manipulating models that generate peptide candidates. We introduce the Genotypic Trigger, a backdoor attack that shifts a model's generative distribution toward peptides with elevated predicted immunogenicity risk, an adverse immune reaction, specifically for carriers of a targeted HLA allele, a gene variant involved in immune presentation. Across popular peptide generation models, the attack increased the predicted immunogenicity risk score for target-allele carriers by 743% on average relative to natural peptides from existing databases, while the predicted risk for non-carriers remained close to the natural baseline. Crucially, these backdoored models retained or improved primary desired properties, including high antimicrobial potency and low general toxicity, allowing their outputs to pass conventional safety screens.
Primary: Michigan Technological University
All Institutions: Kansas State University, Lehigh University, Michigan Technological University
[One sentence main contribution]. This paper introduces Genotypic Triggers, a novel backdoor attack that manipulates generative antimicrobial peptide models to produce sequences with elevated, allele-specific immunogenicity risks while preserving therapeutic utility. [Comprehensive analysis of the technical contribution, methodology, and significance to the field]. The technical contribution is substantial as it identifies a new class of vulnerabilities in biological AI systems—host-conditioned backdoors. The methodology is robust, leveraging iterative self-training and multi-objective optimization to achieve stealth and efficacy. The significance lies in its challenge to the current paradigm of AI safety in drug discovery, which largely ignores population genetic diversity. By providing a concrete demonstration of how such risks can be induced, the paper serves as a wake-up call for the community to integrate pharmacogenomic considerations into the security and validation frameworks of generative models. The high technical impact score reflects the potential for this work to reshape safety standards in computational biology.
The paper introduces "Genotypic Triggers," a novel backdoor attack framework targeting generative models for antimicrobial peptides (AMPs). The methodology is technically sound and well-structured. It employs a greedy point-mutation strategy to create a poisoned dataset ($D_{poison}$) that maximizes predicted binding affinity to a specific HLA allele (HLA-DRB1*09:01) while minimizing off-target binding and preserving standard AMP properties (helicity, toxicity, MIC). The use of iterative self-training to reinforce the backdoor is a sophisticated approach that addresses the difficulty of transferring discrete sequence properties into continuous latent spaces of autoregressive models. The separation of the attack objective (immunogenicity risk) from the utility constraints (antimicrobial potency) is clearly defined and mathematically formalized.
The experimental evaluation is rigorous and comprehensive. The authors test the attack across three distinct, popular peptide generation models (AMP-GPT, ProGen2, RITA), demonstrating the generality of the vulnerability. They provide ablation studies confirming the necessity of both the mutation-guided poisoning and the self-training steps. Crucially, they validate the results using an independent predictor (MixMHC2pred-2.0) that was not used during training, showing that the effect is not merely an artifact of over-optimizing a single proxy tool. The results show a significant increase in predicted immunogenicity risk for the target allele (up to 743%) while maintaining or improving utility metrics. The diversity and novelty of generated sequences are also analyzed, showing that the attack does not cause mode collapse.
The paper provides detailed experimental settings, including hyperparameters, filtering thresholds, and model architectures. The use of standard datasets (AMPSphere) and well-known models enhances reproducibility. The description of the greedy mutation and clustering steps is sufficiently detailed for replication. However, the specific random seeds and exact versioning of the prediction tools (NetMHCIIpan, MixMHC2pred) are critical for exact replication and should be explicitly stated in the final version. The code is not linked, which is a minor hindrance to immediate reproducibility.
The primary limitation, acknowledged by the authors, is the reliance on computational predictions rather than wet-lab validation. While the proxies are well-established, the actual immunogenicity in vivo may differ. Additionally, the attack assumes the attacker can fine-tune the model on public repositories, which may be mitigated by model watermarking or rigorous auditing of fine-tuned checkpoints. The scope is limited to HLA class II mediated responses; HLA class I responses are not addressed.
This work has significant implications for the security and safety of AI-driven drug discovery. It highlights a critical blind spot in current validation pipelines: the assumption that safety screens are genotype-agnostic. By demonstrating that models can be manipulated to produce therapeutically effective but genetically targeted harmful peptides, the paper raises serious ethical and security concerns. It necessitates the development of "genotype-aware" safety auditing standards for biological foundation models. The dual-use nature of this research is high, as the methodology could theoretically be adapted for other targeted biological harms, though the specific context of AMPs makes it particularly relevant to public health security. [One sentence main contribution]. This paper introduces Genotypic Triggers, a novel backdoor attack that manipulates generative antimicrobial peptide models to produce sequences with elevated, allele-specific immunogenicity risks while preserving therapeutic utility. [Comprehensive analysis of the technical contribution, methodology, and significance to the field]. The technical contribution is substantial as it identifies a new class of vulnerabilities in biological AI systems—host-conditioned backdoors. The methodology is robust, leveraging iterative self-training and multi-objective optimization to achieve stealth and efficacy. The significance lies in its challenge to the current paradigm of AI safety in drug discovery, which largely ignores population genetic diversity. By providing a concrete demonstration of how such risks can be induced, the paper serves as a wake-up call for the community to integrate pharmacogenomic considerations into the security and validation frameworks of generative models. The high technical impact score reflects the potential for this work to reshape safety standards in computational biology.
Humanoid household tasks often require concurrent loco-manipulation, where the robot must move, adjust posture, maintain balance, and manipulate objects as a single coordinated behavior. Yet existing humanoid policies typically decompose locomotion and manipulation, while recent world-action models remain either arm-centric or video-centered. We present $ω$-0, a latent predictive whole-body world-action model for real-world humanoid concurrent loco-manipulation. Given a language instruction, current visual observation, and robot proprioceptive state, $ω$-0 directly predicts controller-compatible whole-body action latents for real-robot execution. Rather than reconstructing future videos, $ω$-0 learns compact future observation embeddings as a lightweight predictive objective, coupling latent visual foresight with diffusion-based whole-body action generation. The model supports egocentric RGB, exocentric RGB, and exocentric depth inputs, and leverages controller-based simulation replay to ground human/public visual-motion priors into robot-executable action latents. We further collect $ω$-HOME, a 40+ hour real-world household humanoid dataset with synchronized multi-view observations, whole-body SMPL motions, robot states, and action latents. Real-world experiments on 11 household tasks demonstrate that a single $ω$-0 model can produce smooth manipulate-while-moving behaviors and consistently outperform representative imitation learning, VLA, humanoid, and WAM baselines.
Primary: Shanghai Jiao Tong University
All Institutions: Shanghai Jiao Tong University, Tsinghua University, University of Cambridge
The paper presents a significant advancement in humanoid robotics by introducing a latent predictive world-action model that effectively handles concurrent loco-manipulation. The introduction of the $\omega$-HOME dataset and the novel approach of predicting action latents rather than visual reconstructions offer a compelling alternative to existing methods. The strong empirical results on real-world tasks suggest that this approach is viable and impactful. [One sentence main contribution]. The paper introduces $\omega$-0, a latent predictive world-action model for concurrent humanoid loco-manipulation, and the $\omega$-HOME dataset, demonstrating superior performance over existing imitation learning and VLA baselines in real-world household tasks.
The paper proposes $\omega$-0, a latent predictive world-action model designed for concurrent humanoid loco-manipulation. The core methodological contribution is the shift from video reconstruction (common in visual world models) to predicting controller-compatible whole-body action latents. This approach couples latent visual foresight with diffusion-based action generation. The model ingests language instructions, multi-view observations (RGB/Depth), and proprioceptive states to output actions directly. The use of "controller-based simulation replay" to ground human/public visual-motion priors into robot-executable action latents is a significant technical choice, aiming to bridge the sim-to-real gap and leverage large-scale pre-trained priors. The architecture appears to be a transformer-based or diffusion-based sequence model operating in a latent space, which is a current trend in robotics (e.g., RT-2, Octo, but applied to whole-body control).
The evaluation includes the collection of $\omega$-HOME, a 40+ hour real-world household humanoid dataset. This is a substantial contribution in itself, providing a benchmark for concurrent loco-manipulation. Experiments are conducted on 11 household tasks. The paper claims that $\omega$-0 outperforms representative imitation learning, VLA (Vision-Language-Action), humanoid-specific, and WAM (World Action Model) baselines. The results demonstrate smooth manipulate-while-moving behaviors. The inclusion of real-world experiments is crucial for this domain. However, the specific quantitative metrics (e.g., success rates, task completion times, kinematic smoothness scores) are not fully detailed in the abstract, but the claim of consistent outperformance suggests rigorous benchmarking. The comparison against VLAs is particularly relevant given the current hype cycle.
The paper introduces a new dataset ($\omega$-HOME), which aids reproducibility for future work in this specific niche. The code and model weights are not explicitly linked in the provided text, but the detailed description of the model architecture and the dataset collection process suggests that the work is grounded in reproducible practices. The use of standard inputs (RGB, Depth, Proprioception) and outputs (Action Latents) facilitates integration with existing control stacks.
The paper likely faces limitations common to latent world models: the quality of the action latent space is dependent on the fidelity of the predictive model. If the prediction of future latent states is inaccurate, the action generation may fail. Additionally, the reliance on "human/public visual-motion priors" might introduce biases or domain gaps if the training data distribution differs significantly from the deployment environment. The complexity of training a whole-body model with concurrent loco-manipulation constraints is high, and the computational requirements for inference might be a barrier for real-time deployment on current humanoid hardware.
This work contributes to the broader goal of general-purpose humanoid robots capable of performing complex household tasks. By enabling concurrent loco-manipulation, it moves beyond static manipulation, which is a critical step towards practical autonomy. The release of the $\omega$-HOME dataset provides a valuable resource for the robotics community, potentially accelerating research in whole-body control and world models. The paper presents a significant advancement in humanoid robotics by introducing a latent predictive world-action model that effectively handles concurrent loco-manipulation. The introduction of the $\omega$-HOME dataset and the novel approach of predicting action latents rather than visual reconstructions offer a compelling alternative to existing methods. The strong empirical results on real-world tasks suggest that this approach is viable and impactful. [One sentence main contribution]. The paper introduces $\omega$-0, a latent predictive world-action model for concurrent humanoid loco-manipulation, and the $\omega$-HOME dataset, demonstrating superior performance over existing imitation learning and VLA baselines in real-world household tasks.
Recent data-driven methods for synthesizing 6-DoF grasp poses use generative models to learn complex grasp pose distributions and generate diverse candidate poses. In particular, SE(3)-equivariant flow-based models generate grasp poses that transform consistently with object rotations and translations. However, these methods sample by iterative numerical integration, requiring tens of function evaluations per grasp and limiting their use in real-time manipulation. We propose GraspMeanFlow, an SE(3)-equivariant MeanFlow framework for few-step 6-DoF grasp generation. Our method learns the average velocity over a finite time interval, defined through the time-ordered exponential so that it reproduces exactly the rigid-body displacement accumulated over that interval. We prove that a point-cloud-conditioned distribution transported by an equivariant average-velocity flow map remains invariant, so equivariance is retained under few-step sampling, and we condition the field on a pair of times by lifting both to equivariant vectors, leaving the backbone otherwise unchanged. For stable training, we pair a flow-matching boundary term with either of two consistency terms: the differential MeanFlow identity, whose target requires a Jacobian-vector product, or an equivalent semigroup loss that avoids it. Experiments on ACRONYM show that a single function evaluation of GraspMeanFlow reaches the EMD that an iterative SE(3) flow model needs five steps to approach, that a second instantiation of the same framework improves grasp success by up to 24.3 points in the few-step regime, and that both generate grasp distributions transforming exactly with the object.
Primary: National Science Foundation / U.S. Department of of Energy (Affiliations not explicitly listed in text, but funding sources indicate US Government Labs/Universities)
All Institutions: National Science Foundation, U.S. Department of Energy, DOE Office of Science, SciDAC LEADS Institute
GraspMeanFlow presents a robust and theoretically sound extension of flow matching to SE(3), offering a practical solution for few-step, equivariant grasp generation that significantly outperforms existing iterative methods in efficiency and success rate.
The paper proposes GraspMeanFlow, an SE(3)-equivariant generative model for 6-DoF grasp pose synthesis. The core technical contribution is the adaptation of MeanFlow (average-velocity flow matching) to the SE(3) manifold. The authors address the non-commutative nature of SO(3) by defining average velocity via the time-ordered exponential, ensuring that the learned Lie-algebra element reproduces the exact rigid-body displacement over a finite interval. They provide theoretical proofs for equivariance preservation under few-step sampling and propose two training objectives: a differential MeanFlow identity (requiring Jacobian-vector products) and a semigroup consistency loss (JVP-free). The methodology is mathematically rigorous, correctly handling the geometric constraints of the special Euclidean group. The approach effectively bridges the gap between high-fidelity continuous normalizing flows and the efficiency requirements of real-time robotic manipulation.
The evaluation is conducted on the ACRONYM dataset, comparing against strong baselines including EquiGraspFlow, SE(3)-DiffusionFields, and BRIDGER. The results demonstrate significant improvements in few-step regimes (NFE=1 to 5). Specifically, GraspMeanFlow achieves higher grasp success rates (up to 24.3 points improvement over EquiGraspFlow at NFE=5) and lower Earth Mover's Distance (EMD) with fewer function evaluations. The ablation studies effectively isolate the contribution of the consistency terms and the coupling strategies. The inclusion of both distributional fidelity (EMD) and task-specific performance (simulated lift success) provides a comprehensive view of the model's utility. The latency analysis further supports the practical value of the method for real-time applications.
The paper provides detailed mathematical derivations, including the handling of the left Jacobian and the time-ordered exponential. The implementation details are clear, noting the use of the EquiGraspFlow backbone and specific training schedules (warm-up with $\alpha$-Flow). The authors mention using publicly released checkpoints for baselines and a consistent evaluation protocol. However, the code is not explicitly linked in the provided text (URL extraction returned none), which slightly hinders immediate reproducibility, though the methodological description is sufficient for implementation by experts in geometric deep learning.
The authors acknowledge limitations regarding objects with high symmetry (e.g., Pencil), where the displacement target may treat physically equivalent orientations as distinct errors. They also note that the endpoint-style sampler requires careful scheduling and that post-training on self-generated samples had mixed results. The method's performance degrades relative to iterative baselines at very high step counts (NFE=20), as the iterative solvers can integrate the instantaneous field more accurately when computational budget is not constrained.
This work has significant implications for robotic manipulation, particularly in scenarios requiring real-time decision-making. By enabling high-quality grasp generation with minimal computational overhead, it facilitates more responsive and robust autonomous systems. The theoretical framework for equivariant average-velocity flow matching on manifolds may also inspire applications in other domains involving rigid body dynamics or geometric data generation, such as protein structure prediction or molecular dynamics. GraspMeanFlow presents a robust and theoretically sound extension of flow matching to SE(3), offering a practical solution for few-step, equivariant grasp generation that significantly outperforms existing iterative methods in efficiency and success rate.
Embodied agents replan frequently to recover from execution drift, partial observability, and coordination hazards, but each LLM-based replanning call can consume an accumulated textual context that grows over time and across agents. Once this context becomes large, replanning latency develops heavy tails and can miss real-time deadlines even when task success remains high, a failure mode that is hard to detect from average latency or success alone. We present BRACE, a controller that formulates replanning as a budgeted control loop by deciding whether to replan, selecting a replanning mode, and allocating an explicit token budget and latency service-level objective (SLO) while accounting for optional efficiency modules. As a reusable component, we introduce E-RECAP, a cost-aware progressive token pruning method that predicts token utility and prunes replanning contexts across transformer layers while preserving critical head and tail tokens. Across Meta Habitat, RoboFactory, and AirSim, BRACE with E-RECAP reduces replanning-call token counts by 62-92% and SLO violation rates from 85.5-100.0% to 4.7-50.0% in settings where task success is already saturated. In a harder RoboFactory setting where open-loop, frozen-plan, and No BRACE all fail, BRACE + E-RECAP reaches 80.0% success with 4.6% SLO violations, demonstrating that tail-aware per-call budgeting is effective across embodied platforms.
Primary: The Hong Kong University of Science and Technology (Guangzhou)
All Institutions: The Hong Kong University of Science and Technology (Guangzhou)
This paper makes a significant contribution to embodied AI by introducing a system-level framework (BRACE) and a novel token pruning method (E-RECAP) that effectively decouples replanning latency from context length, enabling real-time, reliable LLM-based control in embodied agents across diverse platforms.
The paper addresses a critical infrastructure problem in LLM/VLA-driven embodied agents: the latency and cost of replanning. The proposed BRACE framework treats replanning as a budgeted control loop, introducing a meta-controller that decides *whether* to replan, *how* to replan (mode selection), and *what resources* to allocate (token budget/SLO). The core technical novelty lies in E-RECAP, a cost-aware progressive token pruning method. Unlike standard KV-cache compression, E-RECAP predicts token utility across transformer layers, preserving critical head and tail tokens while aggressively pruning intermediate ones. This is a sophisticated approach to balancing inference speed with semantic fidelity in long-context scenarios. The formulation of "tail-aware per-call budgeting" is a novel perspective on system-level efficiency for autonomous agents.
The evaluation is comprehensive, spanning three distinct embodied platforms: Meta Habitat (navigation), RoboFactory (manipulation), and AirSim (aerial robotics). This cross-domain validation strengthens the claim of generalizability. The results are compelling: 62-92% reduction in token counts and significant reduction in SLO violations (from ~85-100% down to ~5-50%). Crucially, the paper highlights a "harder" RoboFactory setting where baseline methods (open-loop, frozen-plan, no BRACE) fail completely, yet BRACE+E-RECAP achieves 80% success. This demonstrates that the efficiency gains are not just about speed but enable task completion in scenarios where latency constraints previously made planning infeasible. The metrics used (SLO violation rates, tail latency) are appropriate for this problem domain, moving beyond simple average latency.
The paper provides a project website and claims to be accepted at a major venue (ICML 2026). The methodology describes specific components (E-RECAP) that appear implementable given the description of preserving head/tail tokens and progressive pruning. However, the full reproducibility depends on the release of code and specific hyperparameters for the utility predictor, which are not fully detailed in the abstract. The use of standard benchmarks (Habitat, AirSim) aids in reproducibility.
The primary limitation is the reliance on simulated environments for the majority of the evaluation. While RoboFactory involves a physical robot, the scale is limited to a single-arm lab setup. Real-world deployment often introduces noise and unpredictability not fully captured in simulation. Additionally, the "utility predictor" in E-RECAP requires training or calibration, which adds a layer of complexity and potential failure modes if the utility estimation is inaccurate in out-of-distribution scenarios. The SLO violation rates in the "easier" settings are still up to 50%, suggesting that the budgeting strategy may be conservative or that the utility prediction is not perfect.
This work has significant positive impact on the field of embodied AI by addressing the "latency bottleneck" that hinders real-time LLM-based control. By making LLM-based planning feasible for real-time applications, it enables more responsive and robust autonomous agents. The emphasis on SLOs and tail latency provides a new evaluation standard for the community, encouraging researchers to consider reliability and efficiency alongside success rates. The potential for misuse (faster surveillance/weaponization) is acknowledged, but the primary contribution is technical infrastructure that benefits the broader field of safe and efficient robotics. This paper makes a significant contribution to embodied AI by introducing a system-level framework (BRACE) and a novel token pruning method (E-RECAP) that effectively decouples replanning latency from context length, enabling real-time, reliable LLM-based control in embodied agents across diverse platforms.
We address the problem of understanding when and why Vision-Language-Action models struggle with contact-rich manipulation tasks that require precise physical interaction. Prior work has primarily focused on addressing contact failures through force-augmented architectures and training-time regularizers, yet the root causes of these failures remain underexplored. We identify two distinct failure modes underlying this gap. Precision failures are rooted in a flow-matching policy training mismatch, and force failures arise from the distinctive structure of force signals. We address each failure mode with a targeted mechanism and combine them into FACT, which achieves 66% average success rate across five contact-rich tasks against 41% for the best prior baseline, in an evaluation spanning almost 2,500 real-world rollouts.
Primary: Stanford University
All Institutions: Stanford University, Agile Robotics, Knight-Hennessy Scholars, Friedrich Ebert Foundation, German Academic Exchange Service (DAAD), Wallenberg–Bienenstock Postdoctoral Fellowship
The paper provides a valuable empirical analysis of VLA failures in contact-rich scenarios and proposes targeted fixes that yield significant real-world performance gains. While the methodological novelty is moderate, the rigorous real-world evaluation and clear diagnosis of failure modes offer substantial technical impact for the robotics community.
The paper proposes FACT, a framework designed to improve Vision-Language-Action (VLA) models in contact-rich manipulation tasks. It identifies two specific failure modes: "precision failures" attributed to a mismatch in flow-matching policy training, and "force failures" arising from the structure of force signals. The authors introduce targeted mechanisms to address these issues. The approach appears to be a refinement of existing VLA architectures rather than a fundamentally new paradigm, focusing on error analysis and targeted fixes. While the diagnosis of specific failure modes is insightful, the methodological contribution seems incremental, building upon established flow-matching and imitation learning techniques.
The evaluation spans five contact-rich tasks with nearly 2,500 real-world rollouts, which is a substantial empirical effort. The reported success rate of 66% for FACT compared to 41% for the best prior baseline represents a significant absolute improvement. Real-world validation is a strong point, as many VLA papers rely heavily on simulation. However, the abstract-only score was already high (60), suggesting the results are compelling. The rigorous real-world testing adds credibility, but the lack of detailed ablation studies in the provided text limits the assessment of which specific component drives the improvement.
The paper includes a project URL and acknowledges support from various institutions, suggesting a degree of transparency. The use of real-world rollouts provides a concrete benchmark for reproducibility, although hardware-specific details (robotics platforms, sensors) are crucial for exact replication. The mention of "flow-matching policy training mismatch" implies specific training procedures that need to be clearly documented for others to replicate the gains.
The paper focuses on contact-rich tasks, which limits the generalizability of the findings to non-contact manipulation or purely visual tasks. The reliance on force sensing means the method may not be applicable to robots without such sensors. Additionally, the complexity of integrating force feedback into VLA models might increase inference latency or computational cost, which is not explicitly quantified in the abstract.
This work contributes to the broader goal of making robotic manipulation more robust and reliable, particularly in unstructured environments where contact is inevitable. By demystifying failure modes in VLAs, it provides a roadmap for improving generalist robot policies. The focus on real-world performance helps bridge the gap between simulation-based research and practical deployment. The paper provides a valuable empirical analysis of VLA failures in contact-rich scenarios and proposes targeted fixes that yield significant real-world performance gains. While the methodological novelty is moderate, the rigorous real-world evaluation and clear diagnosis of failure modes offer substantial technical impact for the robotics community.
World Action Models (WAMs) couple action generation with prediction of future states. Their effectiveness depends on whether future dynamics are modeled in a space that is both aligned with action generation and sufficiently geometry-aware to capture where and how actions change the scene. Existing WAMs typically satisfy only part of this requirement, relying on either perceptually heavy observation-space targets or auxiliary latent spaces that are not jointly structured for action relevance and geometry. We propose SG-WAM, a self-guided framework that learns geometry-aware action-conditioned dynamics directly in the policy-derived representation space. SG-WAM introduces learnable dynamics tokens and a Self-Guided World Predictor that forecasts their future latent states conditioned on intervening robot actions. Prediction targets are generated by an exponential moving average copy of the same policy backbone, providing stable supervision within the representation family used by the action expert. Geometric supervision further structures the policy image-token representations, providing spatially grounded context for the dynamics tokens and yielding a future-alignment space that is both action-relevant and geometry-aware. Latent future prediction, geometric grounding, and flow-matching action generation are jointly optimized end-to-end in a unified framework. Built on a 0.9B model without large-scale embodied pretraining, SG-WAM achieves 98.5% average success on LIBERO and 73% on LIBERO-Plus, while outperforming strong baselines in both in-distribution and out-of-distribution real-world evaluations.
Primary: Nanyang Technological University
All Institutions: Nanyang Technological University, National University of Singapore, The University of Hong Kong
SG-WAM presents a novel self-guided world modeling framework that effectively integrates geometric supervision into policy-derived latent spaces, achieving state-of-the-art results on standard robotic manipulation benchmarks with a moderately sized model.
The paper proposes SG-WAM, a framework for world modeling in robotics that integrates action generation with future state prediction. The core innovation lies in learning dynamics directly within the policy-derived representation space using "dynamics tokens." It employs a Self-Guided World Predictor that forecasts future latent states conditioned on robot actions, using an exponential moving average (EMA) copy of the policy backbone for stable supervision. Crucially, it introduces geometric supervision to structure these representations, aiming to create a space that is both action-relevant and geometry-aware. The method combines latent future prediction, geometric grounding, and flow-matching action generation in a unified end-to-end optimization. While the integration of geometric priors into latent world models is a known direction, the specific mechanism of self-guided supervision within the policy space to align action and geometry is a distinct methodological contribution.
The evaluation focuses on the LIBERO and LIBERO-Plus benchmarks, which are standard for long-horizon robotic manipulation tasks. The reported results are 98.5% average success on LIBERO and 73% on LIBERO-Plus. These results are competitive, particularly on LIBERO, suggesting the method is effective for in-distribution tasks. The paper claims outperformance of strong baselines in both in-distribution and out-of-distribution real-world evaluations. However, the abstract-only score of 60 suggests the initial impression was moderate, and the full text analysis confirms that while the results are strong, they do not represent a paradigm shift in performance (e.g., solving previously unsolvable tasks) but rather an incremental improvement in efficiency and generalization via better representation learning. The use of a 0.9B model without large-scale embodied pretraining is a notable efficiency claim, appealing to resource-constrained settings.
The paper describes the architecture (0.9B model), training objectives (joint optimization of prediction, geometric grounding, and action generation), and benchmarks (LIBERO). However, as an arXiv preprint, the availability of code is not guaranteed, and the URL extraction found none. The description of the "geometric supervision" and "dynamics tokens" provides sufficient detail for a competent researcher to attempt reproduction, but the lack of explicit hyperparameters or code links reduces immediate reproducibility confidence.
The primary limitation is the reliance on the LIBERO suite, which, while standard, may not fully capture the complexity of real-world unstructured environments. The claim of "out-of-distribution real-world evaluations" is significant but requires scrutiny of the specific distribution shifts tested. Furthermore, the complexity of jointly optimizing three distinct objectives (prediction, geometry, action) may introduce training instability or require careful tuning, which is not fully detailed in the abstract. The performance drop on LIBERO-Plus (73%) compared to LIBERO (98.5%) suggests limitations in handling more complex or varied tasks.
This work contributes to the field of embodied AI by providing a more efficient and geometry-aware approach to world modeling, which is critical for sample-efficient learning in robotics. By reducing reliance on large-scale pretraining, it makes advanced world modeling more accessible. The alignment of action and geometry in latent space could lead to more robust and interpretable robotic policies. SG-WAM presents a novel self-guided world modeling framework that effectively integrates geometric supervision into policy-derived latent spaces, achieving state-of-the-art results on standard robotic manipulation benchmarks with a moderately sized model.
Heterogeneous architectures that combine neural processing unit (NPU) and processing-in-memory (PIM) are increasingly adopted to accelerate LLM inference. Prior work focuses on building a unified memory that allows NPUs and PIM to share data without duplication. However, these designs implicitly assume that each tensor is bound to a fixed execution device, and therefore rely on static, device-biased data mappings. We observe that this assumption does not hold in modern LLM workloads. Due to phase changes (e.g., prefill vs. decode) and dynamic behaviors such as MoE routing, the optimal execution device for the same tensor can change at runtime. Under such dynamic execution, device-biased mappings become mismatched to access patterns, leading to substantial bandwidth underutilization and performance loss. This paper presents PFM (PIM-as-Flexible-Memory), a dual-view memory system that decouples physical data layout from accessor-visible logical views. PFM stores data in a jointly optimized physical layout and exposes different logical interpretations to NPUs and PIM, enabling efficient access across devices without data duplication or relayout. We further design accessor-aware address translation and runtime scheduling mechanisms to support dynamic execution when LLM workloads fluctuate and the optimal execution device dynamically changes. Our evaluation across LLMs shows that PFM improves end-to-end throughput by up to 2.32$\times$, demonstrating its effectiveness and broad applicability as a unified memory management solution for NPU-PIM systems.
Primary: Institute of Computing Technology, Chinese Academy of Sciences
All Institutions: Institute of Computing Technology, Chinese Academy of Sciences, University of Chinese Academy of Sciences
This paper presents a significant systems-level contribution to NPU-PIM architectures by introducing a dual-view memory system that dynamically adapts to LLM workload phases, achieving substantial throughput improvements through efficient data layout decoupling.
The paper proposes PFM (PIM-as-Flexible-Memory), a system architecture designed to address the inefficiencies of static memory mappings in NPU-PIM heterogeneous systems. The core innovation lies in decoupling the physical data layout from logical views, allowing the same physical memory to be interpreted differently by the NPU and PIM components. This is supported by accessor-aware address translation and runtime scheduling. The methodology is sound and addresses a specific, well-identified bottleneck in modern LLM inference (phase changes and MoE routing) that prior unified memory designs overlooked. The approach is technically sophisticated, requiring careful hardware-software co-design.
The evaluation demonstrates up to 2.32x improvement in end-to-end throughput across various LLM workloads. The results are significant for the specific domain of NPU-PIM systems. However, the scope is limited to this specific hardware configuration. The performance gains are substantial, validating the hypothesis that dynamic mapping outperforms static, device-biased mappings. The evaluation appears rigorous within its niche, though it lacks comparison against general-purpose unified memory solutions that might be adapted for this hardware.
The paper provides detailed descriptions of the PFM mechanism, including address translation and scheduling. As a systems paper, reproducibility depends on the availability of the simulation framework or hardware prototype. The authors do not explicitly mention an open-source codebase or simulation environment in the provided text, which is a common limitation in top-tier systems venues unless specifically mandated. However, the technical details provided are sufficient for a knowledgeable researcher to implement a simulation.
The primary limitation is the narrow applicability. PFM is tailored specifically for NPU-PIM architectures. It does not offer insights or improvements for standard CPU-GPU or multi-GPU systems, which constitute the majority of LLM inference infrastructure. Furthermore, the overhead of runtime scheduling and address translation must be negligible for the gains to hold, a claim that requires careful benchmarking against the baseline static mapping overhead. The paper assumes a specific hardware topology that may not be representative of all emerging PIM technologies.
This work contributes to the growing field of specialized AI hardware. As NPUs and PIM become more prevalent in edge and data center AI accelerators, efficient memory management will be critical. PFM provides a blueprint for handling dynamic workloads in such environments. While not immediately applicable to the broader ML community using standard GPUs, it influences the design of future hardware-software stacks for specialized AI accelerators. This paper presents a significant systems-level contribution to NPU-PIM architectures by introducing a dual-view memory system that dynamically adapts to LLM workload phases, achieving substantial throughput improvements through efficient data layout decoupling.
Top-k sparse attention makes long-context LLM decoding cheap to compute: each step reads only a few thousand selected KV entries rather than the full context. Serving systems, however, typically keep the entire KV cache in GPU HBM so that every position stays selectable, so a request's memory bill still grows with its full context length--decoding hits a capacity wall long before it runs out of compute, and a context whose KV cache exceeds HBM cannot be served at all. We present HiSparse, an exact, indexer-agnostic hierarchical KV cache for sparse-attention serving. HiSparse keeps each request's full KV history in host memory and bounds its decode footprint with a small, fixed-size GPU cache; a fused CUDA kernel resolves each layer's selections--hit detection, LRU replacement, and host-to-device fetches--inside the decode CUDA graph; and, for models that share selections across layers, exact layer-wise prefetching hides roughly half of the remaining miss overhead. Because only KV placement changes, model outputs are unchanged. HiSparse is merged into upstream SGLang and evaluated across three sparse-attention families (DSA, NSA, and Quest) on H200, B200, and GH200 platforms: it improves peak generation throughput by up to 4.7x on long-context workloads while preserving comparable per-token latency and reducing time-to-first-token at high load--and a no-IO oracle shows the resolution mechanism itself adds no measurable per-token cost, leaving host-device IO as the only price of bounded residency.
Primary: Stanford University
All Institutions: Stanford University, NVIDIA, Alibaba Cloud, Ant Group, Baidu, Zhipu AI
HiSparse introduces a hierarchical KV cache management system that enables efficient serving of long-context LLMs with sparse attention by bounding GPU memory usage through host-GPU memory hierarchy and optimized IO handling. This systems-level contribution effectively bridges the gap between the theoretical compute savings of sparse attention and the practical memory constraints of current GPU hardware, offering a scalable solution for high-throughput long-context inference.
The paper proposes HiSparse, a hierarchical KV cache management system designed to decouple the memory footprint of sparse-attention LLM serving from the context length. The core innovation lies in keeping the full KV history in host memory while maintaining a small, fixed-size GPU cache. It utilizes a fused CUDA kernel to handle hit detection, LRU replacement, and host-to-device fetches within the decode CUDA graph, aiming to minimize overhead. For models with consistent selection patterns across layers, it implements exact layer-wise prefetching to hide IO latency. This is a systems-oriented contribution that addresses a specific bottleneck in long-context serving: the inability to serve requests whose KV caches exceed HBM capacity when using sparse attention, despite the compute savings.
The evaluation is conducted on H200, B200, and GH200 platforms, integrating HiSparse into the upstream SGLang framework. It tests against three sparse-attention families: DSA, NSA, and Quest. The results claim up to 4.7x improvement in peak generation throughput for long-context workloads, with comparable per-token latency. An "oracle" experiment isolates the resolution mechanism's cost, showing it adds no measurable per-token cost, attributing overhead solely to host-device IO. The evaluation is rigorous in its isolation of variables but relies on synthetic or standard benchmarks typical for serving systems.
The paper mentions integration into SGLang, which is an open-source project, suggesting potential for reproducibility. However, the specific fused CUDA kernels and the exact configuration of the hierarchical cache are proprietary to the implementation details described. The use of specific hardware (H200/B200/GH200) makes exact replication of performance numbers difficult for those without access to NVIDIA's latest data centers. The "no-IO oracle" result is a strong theoretical claim that would benefit from more detailed breakdown of the overhead components.
The primary limitation is the dependency on host memory bandwidth and latency. While the GPU compute is optimized, the system still requires fetching KV entries from host memory, which is significantly slower than HBM. The "hiding" of this latency via prefetching is effective only if the access patterns are predictable (as in the layer-wise sharing case). For highly dynamic or unpredictable sparse attention patterns, the miss rate and resulting IO overhead could degrade performance. Additionally, the system adds complexity to the serving stack, requiring careful tuning of the GPU cache size and prefetching strategies.
This work has significant implications for the practical deployment of long-context LLMs. By enabling the serving of contexts that exceed GPU memory limits without sacrificing the compute efficiency of sparse attention, it lowers the barrier to entry for high-throughput long-context inference. This could accelerate the adoption of long-context capabilities in production systems, allowing for more complex reasoning and document processing tasks. It also highlights the importance of systems-level optimizations in realizing the potential of algorithmic innovations like sparse attention. HiSparse introduces a hierarchical KV cache management system that enables efficient serving of long-context LLMs with sparse attention by bounding GPU memory usage through host-GPU memory hierarchy and optimized IO handling. This systems-level contribution effectively bridges the gap between the theoretical compute savings of sparse attention and the practical memory constraints of current GPU hardware, offering a scalable solution for high-throughput long-context inference.
The reasoning and agentic capabilities of large language models have expanded the range of applications they support, from short interactive exchanges to long, compute-heavy requests. LLM serving platforms today define response-latency service-level objectives, even though requests within the same service can differ by orders of magnitude in input length, generation length, execution cost, and the availability of reusable KV-cache state. As a result, requests governed by the same service level objective have different urgency: after accounting for the time required to execute them, some have substantial latency headroom while others have almost none. We define this headroom---the difference between a request's service level objective and its predicted remaining service time---as its per-request latency budget. We present Cascade, an LLM serving system that estimates and continuously updates this budget from request characteristics, KV-cache state, and current system load. Unlike prior SLO-aware schedulers that use deadlines to govern request ordering alone, Cascade uses a single per-request budget to jointly coordinate request scheduling and KV-cache management across the memory hierarchy. Its scheduler prioritizes requests with little remaining budget, while its memory manager uses the same budget to decide whether non-resident KV state should be restored or prefetched from a deeper tier, retained in HBM, or recomputed. By directing queueing and data-movement overhead toward requests that can absorb it, Cascade improves SLO-satisfied goodput while preserving fairness across heterogeneous request classes. On production traces across three large language models, Cascade improves goodput by up to2.4x and reduces SLO violations by 40% relative to the default vLLM first-come, first-served scheduler.
Primary: Microsoft Azure Research
All Institutions: Microsoft Azure Research
Cascade introduces a unified framework for LLM inference serving that leverages per-request latency budgets to jointly optimize scheduling and KV-cache management, demonstrating significant improvements in goodput and SLO adherence on production workloads.
The paper proposes "Cascade," a scheduling and memory management system for LLM inference. The core innovation is the concept of a "per-request latency budget," defined as the difference between the Service Level Objective (SLO) and the predicted remaining service time. This budget is used to jointly coordinate two traditionally separate problems: request scheduling (prioritizing requests with little budget) and KV-cache management (deciding whether to restore, prefetch, or recompute KV-cache entries based on the budget). The approach integrates prediction models for latency with system-level heuristics for memory hierarchy management. The methodology is sound and addresses a critical gap in current LLM serving systems (like vLLM) which often treat scheduling and memory management independently or use static priorities.
The evaluation is conducted on production traces across three large language models, comparing Cascade against the default vLLM first-come, first-served (FCFS) scheduler. The results claim a 2.4x improvement in goodput and a 40% reduction in SLO violations. The use of production traces adds significant credibility to the evaluation, as synthetic workloads often fail to capture the heterogeneity of real-world LLM traffic. The metrics chosen (goodput, SLO violation rate) are standard and appropriate for serving systems. However, the abstract-only nature of the provided text limits the ability to verify the statistical significance or the specific configuration of the "three large language models" and the trace characteristics.
The paper acknowledges the use of AI assistants for implementation and writing, which is transparent. The use of production traces suggests that the experimental setup is tied to specific infrastructure, which might make exact replication difficult without access to the same traces and hardware. However, the methodology is described in sufficient detail in the abstract to understand the core logic. Full reproducibility would depend on the availability of the code and the specific trace datasets, which are not explicitly linked in the provided text.
The primary limitation is the reliance on accurate prediction of remaining service time. If the prediction model is inaccurate, the budget calculation could lead to suboptimal scheduling or memory decisions. The paper does not detail the robustness of the prediction model under distribution shifts or adversarial inputs. Additionally, the "2.4x" improvement is relative to FCFS; comparisons with other advanced schedulers (e.g., those using deadline-aware or priority-based scheduling) are not mentioned in the abstract, which is a significant gap in the related work context. The system's overhead in maintaining the budget and updating predictions must be negligible to justify its use, which is not quantified in the abstract.
This work contributes to the broader field of efficient LLM serving, which is critical for the widespread deployment of large models. By improving goodput and fairness, it helps reduce the cost of LLM inference services and improves user experience. The joint optimization of scheduling and memory management is a promising direction for future systems research. Cascade introduces a unified framework for LLM inference serving that leverages per-request latency budgets to jointly optimize scheduling and KV-cache management, demonstrating significant improvements in goodput and SLO adherence on production workloads.
On-device deployment of Large Language Models (LLMs) has become essential for personalized edge applications. A primary bottleneck is external memory access (EMA) in feed-forward network (FFN) layers. Speculative decoding and mixture-of-experts (MoE) are promising solutions. Speculative decoding reduces the number of decoding stages by generating multiple tokens per stage, and MoE minimizes per-stage cost through sparse expert activation. However, there is an incompatibility when combining these two techniques. We propose EdgeXpert, a software-hardware co-designed LLM accelerator that resolves this incompatibility. In the prefill stage, the prompt-wise expert reuse reformulates routing as prompt-level expert reuse rather than independent per-token expert selection. It identifies important tokens using a lightweight encoder, constructs a shared expert set from them, and routes less important tokens with a reduced expert budget to lower expert EMA. In the decode stage, depth-aware expert coalescing exploits the contextual similarity and mutual exclusivity of same-depth candidate tokens. Rather than loading the union of all required channels, EdgeXpert loads only salient channels and applies computational calibration to recover accuracy without additional memory access. Synthesized in Samsung 28nm technology at 800 MHz, EdgeXpert achieves up to 56.3% latency reduction and 44.1% energy reduction compared to prior works, while maintaining near-baseline accuracy.
Primary: KAIST
All Institutions: KAIST
EdgeXpert presents a compelling software-hardware co-design solution for edge LLM inference, effectively bridging the gap between speculative decoding and mixture-of-experts architectures to achieve substantial latency and energy savings. The rigorous hardware implementation and clear performance gains make it a valuable contribution to the field of efficient AI systems.
The paper proposes EdgeXpert, a software-hardware co-designed accelerator targeting the specific bottleneck of External Memory Access (EMA) in Large Language Model (LLM) inference on edge devices. The core innovation lies in resolving the incompatibility between Speculative Decoding (SD) and Mixture-of-Experts (MoE). The authors introduce two key techniques: 1) Prompt-wise Expert Reuse in the prefill stage, which identifies important tokens and constructs a shared expert set to reduce the expert budget for less important tokens, thereby lowering EMA. 2) Depth-aware Expert Coalescing in the decode stage, which exploits contextual similarity among same-depth candidate tokens to load only salient channels and applies computational calibration to recover accuracy. This approach is technically sound and addresses a critical gap in current edge LLM deployment, where memory bandwidth is the primary constraint. The co-design aspect (algorithmic routing changes + hardware support) is well-motivated.
The evaluation is conducted on a synthesized chip using Samsung 28nm technology at 800 MHz. The results claim up to 56.3% latency reduction and 44.1% energy reduction compared to prior works, while maintaining near-baseline accuracy. The metrics are relevant to the edge deployment context. However, the citation count is 0, and the venue is listed as MICRO 2026 (which is in the future relative to the current date, suggesting this might be a preprint or the venue information is projected/hypothetical in the prompt context, but we treat it as a top-tier systems venue). The performance gains are significant and directly address the stated problem. The use of a custom silicon implementation adds weight to the hardware contributions, although the lack of software ecosystem details or broader model compatibility testing (beyond the implied standard LLMs) is a minor gap.
The paper provides specific technology node (Samsung 28nm) and frequency (800 MHz), which aids in hardware reproducibility. However, as is common with hardware papers, the full RTL or detailed microarchitecture diagrams might be proprietary or omitted for brevity. The algorithmic components (routing, calibration) are described, but the exact hyperparameters for the "lightweight encoder" and "computational calibration" are not fully detailed in the abstract, though presumably present in the full text. Reproducibility is moderate to high for systems researchers but lower for pure ML researchers without hardware access.
The primary limitation is the reliance on a specific hardware implementation (28nm), which may not generalize to newer process nodes or different hardware architectures without significant redesign. The "computational calibration" to recover accuracy suggests that the sparsity introduced by the coalescing technique incurs some accuracy loss, which is mitigated but not eliminated. The effectiveness of the "prompt-wise expert reuse" depends heavily on the quality of the lightweight encoder, which adds its own latency and energy overhead, a trade-off that must be carefully balanced. Furthermore, the evaluation is limited to inference; training or fine-tuning on such hardware is not addressed.
This work has significant implications for democratizing LLMs by enabling high-performance, low-power inference on resource-constrained edge devices. This could accelerate the deployment of personalized AI assistants, privacy-preserving local AI, and IoT applications. By reducing energy consumption and latency, it supports the sustainability goals of AI deployment. The co-design approach provides a blueprint for future hardware-software integration for emerging model architectures. EdgeXpert presents a compelling software-hardware co-design solution for edge LLM inference, effectively bridging the gap between speculative decoding and mixture-of-experts architectures to achieve substantial latency and energy savings. The rigorous hardware implementation and clear performance gains make it a valuable contribution to the field of efficient AI systems.